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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.98%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$898M
AUM Growth
–
Cap. Flow
+$939M
Cap. Flow %
104.53%
Top 10 Hldgs %
30.2%
Holding
165
New
165
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$44.7M
2
PDI icon
PIMCO Dynamic Income Fund
PDI
+$37.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$27.9M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$26.6M
5
RVT icon
Royce Value Trust
RVT
+$25.5M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 4.11%
2 Technology 0.06%
3 Energy 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKO
51
DELISTED
Pimco Income Opportunity Fund
PKO
$5.47M 0.61%
+191,343
New +$5.8M
AIF
52
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$5.46M 0.61%
+302,092
New +$5.66M
DNP icon
53
DNP Select Income Fund
DNP
$4.09B
$5.42M 0.6%
+551,700
New +$5.65M
STEW
54
SRH Total Return Fund
STEW
$1.81B
$5.39M 0.6%
+724,199
New +$5.37M
FEN
55
DELISTED
First Trust Energy Income and Growth Fund
FEN
$5.16M 0.57%
+151,766
New +$5.2M
VEA icon
56
Vanguard FTSE Developed Markets ETF
VEA
$236B
$4.98M 0.55%
+140,000
New +$5.23M
NBB icon
57
Nuveen Taxable Municipal Income Fund
NBB
$453M
$4.93M 0.55%
+254,906
New +$5.3M
NPM
58
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$4.83M 0.54%
+356,836
New +$5.15M
MTS
59
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$4.79M 0.53%
+296,684
New +$5.03M
CWB icon
60
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
$4.74M 0.53%
+111,000
New +$4.77M
NPI
61
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$4.59M 0.51%
+344,765
New +$4.87M
GDO
62
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.4M
$4.39M 0.49%
+241,446
New +$4.69M
JPC icon
63
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$4.33M 0.48%
+453,968
New +$4.6M
NBD
64
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
$4.25M 0.47%
+212,626
New +$4.6M
FUND
65
Sprott Focus Trust
FUND
$308M
$4.24M 0.47%
+616,121
New +$4.24M
DCA
66
DELISTED
Virtus Total Return Fund
DCA
$4.17M 0.46%
+1,076,366
New +$4.43M
VGI
67
Virtus Global Multi-Sector Income Fund
VGI
$83.7M
$4.14M 0.46%
+237,475
New +$4.46M
ERC
68
Allspring Multi-Sector Income Fund
ERC
$259M
$4.1M 0.46%
+279,380
New +$4.49M
AVK
69
Advent Convertible and Income Fund
AVK
$563M
$4.01M 0.45%
+243,084
New +$4.13M
GDL
70
GDL Fund
GDL
$92.1M
$3.91M 0.43%
+341,452
New +$3.99M
LCM
71
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$3.9M 0.43%
+398,296
New +$3.97M
PML
72
PIMCO Municipal Income Fund II
PML
$493M
$3.48M 0.39%
+297,505
New +$3.75M
BGY icon
73
BlackRock Enhanced International Dividend Trust
BGY
$529M
$3.44M 0.38%
+467,005
New +$3.58M
PXH icon
74
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$3.34M 0.37%
+174,500
New +$3.66M
MGU
75
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$3.34M 0.37%
+163,456
New +$3.5M
1 2
3
4 5

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Rivernorth Capital Management's Q2 2013 Portfolio in Review

Q2 2013 is the first quarter with a 13F filing on record for Rivernorth Capital Management, which disclosed 165 positions worth $898M. Its ten largest holdings account for 30% of the portfolio.

Its largest position is BlackRock Credit Allocation Income Trust: 3,223,380 shares worth $41.8M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, followed by Technology and Energy.

  • Rivernorth Capital Management's largest Q2 2013 buy was BlackRock Credit Allocation Income Trust: 3,223,380 shares worth $41.8M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $898M portfolio in Q2 2013.
  • Rivernorth Capital Management disclosed 165 positions in Q2 2013, its first 13F filing on record.

Based on Rivernorth Capital Management's 13F filing for Q2 2013, filed 14 Aug 2013.