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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXCOR
701
DELISTED
Financial Strategies Acquisition Corp. Rights
FXCOR
$8K ﹤0.01%
150,000
– –
FXCOW
702
DELISTED
Financial Strategies Acquisition Corp. Warrants
FXCOW
$8K ﹤0.01%
150,000
– –
FMIVW
703
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$8K ﹤0.01%
+126,000
New +$17.1K
FOXO.WS
704
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$8K ﹤0.01%
83,558
– –
PGRWW
705
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$8K ﹤0.01%
76,499
+51,500
+206% +$5.74K
DILAW
706
DELISTED
DILA Capital Acquisition Corp. Warrant
DILAW
$8K ﹤0.01%
200,000
– –
ABLLW
707
DELISTED
Abacus Life Warrant
ABLLW
$7K ﹤0.01%
49,999
– –
ONMDW icon
708
OneMedNet Corp Warrant
ONMDW
$7K ﹤0.01%
147,479
– –
SDAWW
709
SunCar Technology Group Warrant
SDAWW
$7K ﹤0.01%
170,000
– –
SOUNW icon
710
SoundHound AI Warrant
SOUNW
$642M
$7K ﹤0.01%
49,999
– –
BNIXW
711
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$7K ﹤0.01%
175,000
– –
FNVTW
712
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$7K ﹤0.01%
93,745
– –
ACBAW
713
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$7K ﹤0.01%
98,100
– –
AVHIW
714
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$7K ﹤0.01%
149,998
– –
BRLIR
715
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$7K ﹤0.01%
42,056
– –
MTRYW
716
DELISTED
Monterey Innovation Acquisition Corp. Warrant
MTRYW
$7K ﹤0.01%
139,999
– –
MPRAW
717
DELISTED
Mercato Partners Acquisition Corporation Warrant
MPRAW
$7K ﹤0.01%
124,999
– –
RAMMW
718
DELISTED
Aries I Acquisition Corporation
RAMMW
$7K ﹤0.01%
61,438
– –
BIOTW
719
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$7K ﹤0.01%
110,837
– –
FSSIW
720
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$7K ﹤0.01%
89,999
– –
QFTA.WS
721
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$7K ﹤0.01%
175,000
– –
KWAC.WS
722
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$7K ﹤0.01%
93,744
– –
MOBXW icon
723
Mobix Labs Warrants
MOBXW
$775K
$6K ﹤0.01%
150,000
– –
PSQH.WS icon
724
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.3M
$6K ﹤0.01%
55,709
– –
RDZNW icon
725
Roadzen Inc Warrants
RDZNW
$7.79M
$6K ﹤0.01%
49,999
– –
27 28
29
30 31

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.