RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$147M
Cap. Flow %
-6.58%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FXCOR
701
DELISTED
Financial Strategies Acquisition Corp. Rights
FXCOR
$8K ﹤0.01%
150,000
– –
FXCOW
702
DELISTED
Financial Strategies Acquisition Corp. Warrants
FXCOW
$8K ﹤0.01%
150,000
– –
FMIVW
703
DELISTED
Forum Merger IV Corporation Warrant
FMIVW
$8K ﹤0.01%
+126,000
New +$8K
FOXO.WS
704
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$8K ﹤0.01%
83,558
– –
PGRWW
705
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$8K ﹤0.01%
76,499
+51,500
+206% +$5.39K
DILAW
706
DELISTED
DILA Capital Acquisition Corp. Warrant
DILAW
$8K ﹤0.01%
200,000
– –
SOUNW icon
707
SoundHound AI, Inc. Warrant
SOUNW
$2.61B
$7K ﹤0.01%
49,999
– –
ABLLW
708
DELISTED
Abacus Life Warrant
ABLLW
$7K ﹤0.01%
49,999
– –
ONMDW icon
709
OneMedNet Corp Warrant
ONMDW
$806K
$7K ﹤0.01%
147,479
– –
SDAWW
710
SunCar Technology Group Inc. Warrant
SDAWW
$7K ﹤0.01%
170,000
– –
BNIXW
711
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$7K ﹤0.01%
175,000
– –
FNVTW
712
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$7K ﹤0.01%
93,745
– –
ACBAW
713
DELISTED
Ace Global Business Acquisition Limited Warrant
ACBAW
$7K ﹤0.01%
98,100
– –
AVHIW
714
DELISTED
Achari Ventures Holdings Corp. I Warrant
AVHIW
$7K ﹤0.01%
149,998
– –
BRLIR
715
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$7K ﹤0.01%
42,056
– –
MTRYW
716
DELISTED
Monterey Innovation Acquisition Corp. Warrant
MTRYW
$7K ﹤0.01%
139,999
– –
MPRAW
717
DELISTED
Mercato Partners Acquisition Corporation Warrant
MPRAW
$7K ﹤0.01%
124,999
– –
RAMMW
718
DELISTED
Aries I Acquisition Corporation
RAMMW
$7K ﹤0.01%
61,438
– –
BIOTW
719
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$7K ﹤0.01%
110,837
– –
FSSIW
720
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$7K ﹤0.01%
89,999
– –
QFTA.WS
721
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$7K ﹤0.01%
175,000
– –
KWAC.WS
722
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$7K ﹤0.01%
93,744
– –
PSQH.WS icon
723
PSQ Holdings, Inc. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PSQH.WS
$8.42M
$6K ﹤0.01%
55,709
– –
RDZNW icon
724
Roadzen, Inc. Warrants
RDZNW
$4.03M
$6K ﹤0.01%
49,999
– –
BNAIW
725
Brand Engagement Network Inc. Warrant
BNAIW
$316K
$6K ﹤0.01%
33,332
– –
27 28
29
30 31