RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PKBOW
701
DELISTED
Peak Bio, Inc. Warrant
PKBOW
$8K ﹤0.01%
10,000
– –
SOC.WS
702
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$7K ﹤0.01%
12,499
– –
LCW.WS
703
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$7K ﹤0.01%
+14,149
New +$7K
TWLVW
704
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$7K ﹤0.01%
13,331
– –
AEON.WS
705
DELISTED
AEON Biopharma, Inc. Warrants, each whole warrant exercisable to purchase one share of Class A Common Stock at an exercise price of $11.50 per share
AEON.WS
$7K ﹤0.01%
13,332
– –
BRLIR
706
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$7K ﹤0.01%
43,691
– –
MONDW
707
DELISTED
Mondee Holdings, Inc. Warrant
MONDW
$7K ﹤0.01%
12,500
– –
SPE.RT
708
DELISTED
Special Opportunities Fund, Inc. Rights (expiring January 21, 2022)
SPE.RT
$7K ﹤0.01%
+182,829
New +$7K
COVAW
709
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$6K ﹤0.01%
12,500
– –
HCCCW
710
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
$6K ﹤0.01%
12,499
– –
CLAS.WS
711
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$6K ﹤0.01%
12,499
– –
EQHA.WS
712
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$6K ﹤0.01%
12,498
– –
NUKKW icon
713
Nukkleus Inc. Warrants
NUKKW
$46.4M
$5K ﹤0.01%
23,887
– –
PHGE.WS
714
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$3K ﹤0.01%
24,613
-10,514
-30% -$1.28K
AIO
715
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$827M
– –
-85,227
Closed -$2.26M
AUR icon
716
Aurora
AUR
$10.6B
– –
-35,400
Closed -$352K
BCSF icon
717
Bain Capital Specialty
BCSF
$1.02B
– –
-58,919
Closed -$874K
BZFD icon
718
BuzzFeed
BZFD
$68.9M
– –
-4,999
Closed -$198K
DIAX icon
719
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$535M
– –
-30,764
Closed -$518K
JFR icon
720
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
-855,996
Closed -$8.62M
JLS icon
721
Nuveen Mortgage and Income Fund
JLS
$103M
– –
-85,271
Closed -$1.77M
MUB icon
722
iShares National Muni Bond ETF
MUB
$39.1B
– –
-120,451
Closed -$14M
MUE icon
723
BlackRock MuniHoldings Quality Fund II
MUE
$216M
– –
-43,699
Closed -$603K
NVTS icon
724
Navitas Semiconductor
NVTS
$1.2B
– –
-49,995
Closed -$499K
PIII icon
725
P3 Health Partners
PIII
$28.7M
– –
-1,000
Closed -$493K
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