RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.8B
1-Year Est. Return 0.34%
This Quarter Est. Return
1 Year Est. Return
-0.34%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
830
New
Increased
Reduced
Closed

Top Buys

1
+$80.9M
2
+$52.2M
3
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
+$43M
2
+$32.4M
3
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
701
$8K ﹤0.01%
10,000
702
$7K ﹤0.01%
12,499
703
$7K ﹤0.01%
+14,149
704
$7K ﹤0.01%
13,331
705
$7K ﹤0.01%
13,332
706
$7K ﹤0.01%
43,691
707
$7K ﹤0.01%
12,500
708
$7K ﹤0.01%
+182,829
709
$6K ﹤0.01%
12,498
710
$6K ﹤0.01%
12,500
711
$6K ﹤0.01%
12,499
712
$6K ﹤0.01%
12,499
713
$5K ﹤0.01%
23,887
714
$3K ﹤0.01%
24,613
-10,514
715
– –
-40,956
716
– –
-68,069
717
– –
-1,908,270
718
– –
-149,727
719
– –
-3,244,620
720
– –
-85,227
721
– –
-35,400
722
– –
-58,919
723
– –
-4,999
724
– –
-30,764
725
– –
-855,996
27 28
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