RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
830
New
Increased
Reduced
Closed

Top Buys

1
+$80.9M
2
+$59.5M
3
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

1
+$43.9M
2
+$32.4M
3
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.64%
3 Healthcare 1.42%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
701
$8K ﹤0.01%
10,000
702
$7K ﹤0.01%
12,499
703
$7K ﹤0.01%
+14,149
704
$7K ﹤0.01%
13,331
705
$7K ﹤0.01%
13,332
706
$7K ﹤0.01%
43,691
707
$7K ﹤0.01%
12,500
708
$7K ﹤0.01%
+182,829
709
$6K ﹤0.01%
12,499
710
$6K ﹤0.01%
12,499
711
$6K ﹤0.01%
12,500
712
$6K ﹤0.01%
12,498
713
$5K ﹤0.01%
23,887
714
$3K ﹤0.01%
24,613
-10,514
715
– –
-150,000
716
– –
-100,000
717
– –
-119,998
718
– –
-132,011
719
– –
-132,011
720
– –
-66,005
721
– –
-175,000
722
– –
-124,900
723
– –
-85,227
724
– –
-35,400
725
– –
-58,919
27 28
29
30 31