RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
830
New
Increased
Reduced
Closed

Top Buys

1
+$80.9M
2
+$52.2M
3
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
+$43M
2
+$32.4M
3
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
701
$8K ﹤0.01%
10,000
702
$7K ﹤0.01%
12,499
703
$7K ﹤0.01%
+14,149
704
$7K ﹤0.01%
13,331
705
$7K ﹤0.01%
13,332
706
$7K ﹤0.01%
43,691
707
$7K ﹤0.01%
12,500
708
$7K ﹤0.01%
+182,829
709
$6K ﹤0.01%
12,500
710
$6K ﹤0.01%
12,498
711
$6K ﹤0.01%
12,499
712
$6K ﹤0.01%
12,499
713
$5K ﹤0.01%
23,887
714
$3K ﹤0.01%
24,613
-10,514
715
– –
-3,244,620
716
– –
-90,568
717
– –
-21,214
718
– –
-100,000
719
– –
-188,828
720
– –
-189,152
721
– –
-162,511
722
– –
-150,000
723
– –
-163,588
724
– –
-75,000
725
– –
-300,000
27 28
29
30 31