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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTPYU
701
DELISTED
Reinvent Technology Partners Y Unit
RTPYU
– –
-35,400
Closed -$357K
MCADU
702
DELISTED
Mountain Crest Acquisition Corp. II Unit
MCADU
– –
-40,149
Closed -$427K
KURIU
703
DELISTED
Alkuri Global Acquisition Corp Unit
KURIU
– –
-25,000
Closed -$257K
LEGO
704
DELISTED
Legato Merger Corp. Common stock
LEGO
– –
-30,000
Closed -$301K
LEGOW
705
DELISTED
Legato Merger Corp. Warrant
LEGOW
– –
-30,000
Closed -$55K
PTK.WS
706
DELISTED
PTK Acquisition Corp. Warrants, each whole warrant exercisable for one half (1/2) of a share of Comm
PTK.WS
– –
-158,421
Closed -$82K
GLEO.WS
707
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
– –
-235,000
Closed -$275K
LATNW
708
DELISTED
Union Acquisition Corp. II Warrant
LATNW
– –
-150,000
Closed -$137K
LATN
709
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-154,946
Closed -$1.56M
PTK
710
DELISTED
PTK Acquisition Corp.
PTK
– –
-158,421
Closed -$1.57M
FUSE.WS
711
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
– –
-10,010
Closed -$14K
SRNGU
712
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
– –
-400,000
Closed -$4.24M
CHAQ.WS
713
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
– –
-179,886
Closed -$115K
GNPK.WS
714
DELISTED
Genesis Park Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A o
GNPK.WS
– –
-49,998
Closed -$122K
DFNS.WS
715
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
– –
-50,000
Closed -$92K
LIVKW
716
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
– –
-181,810
Closed -$173K
LIVK
717
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
– –
-181,810
Closed -$1.82M
EVY
718
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
– –
-287,429
Closed -$4.3M
NBA.WS
719
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
– –
-150,000
Closed -$174K
GRNVR
720
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
– –
-180,454
Closed -$99K
MIE
721
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-333,120
Closed -$1.36M
VCVCW
722
DELISTED
10X Capital Venture Acquisition Corp Warrant
VCVCW
– –
-17,980
Closed -$32K
VCVC
723
DELISTED
10X Capital Venture Acquisition Corp
VCVC
– –
-224,998
Closed -$2.24M
FGNA.WS
724
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-87,499
Closed -$192K
ANDAR
725
DELISTED
Andina Acquisition Corp. III Right
ANDAR
– –
-120,840
Closed -$99K
26 27 28
29
30

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.