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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPYAU
676
DELISTED
Papaya Growth Opportunity Corp. I Unit
PPYAU
– –
-50,000
Closed -$510K
WAVSU
677
DELISTED
Western Acquisition Ventures Corp. Unit
WAVSU
– –
-150,000
Closed -$1.65M
BCSA
678
DELISTED
Blockchain Coinvestors Acquisition Corp. I Class A Ordinary Shares
BCSA
– –
-49,998
Closed -$514K
ACABU
679
DELISTED
Atlantic Coastal Acquisition Corp. II Unit
ACABU
– –
-50,000
Closed -$509K
JWSM
680
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-1,225,194
Closed -$12.4M
ONYX
681
DELISTED
Onyx Acquisition Co. I Class A Ordinary Shares
ONYX
– –
-65,000
Closed -$670K
JWSM.U
682
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-18,807
Closed -$190K
ASCBU
683
DELISTED
A SPAC II Acquisition Corp. Unit
ASCBU
– –
-300,000
Closed -$3.21M
SLAMU
684
DELISTED
Slam Corp. Unit
SLAMU
– –
-57,144
Closed -$577K
CVIIU
685
DELISTED
Churchill Capital Corp VII Units
CVIIU
– –
-581,697
Closed -$5.79M
MACA
686
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
– –
-29,998
Closed -$304K
FSD
687
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-176,213
Closed -$2.02M
BLUA.U
688
DELISTED
BlueRiver Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary shares
BLUA.U
– –
-42,642
Closed -$430K
CHAA
689
DELISTED
Catcha Investment Corp
CHAA
– –
-152,258
Closed -$1.54M
GPACU
690
DELISTED
Global Partner Acquisition Corp II Unit
GPACU
– –
-230,496
Closed -$2.33M
RWODU
691
DELISTED
Redwoods Acquisition Corp. Unit
RWODU
– –
-275,000
Closed -$2.93M
TWLV
692
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
– –
-225,193
Closed -$2.27M
SCRMU
693
DELISTED
Screaming Eagle Acquisition Corp. Unit
SCRMU
– –
-662,843
Closed -$6.64M
USCT
694
DELISTED
Roth CH Acquisition Co. Class A Ordinary Shares
USCT
– –
-98,850
Closed -$1.02M
USCTU
695
DELISTED
Roth CH Acquisition Co. Unit
USCTU
– –
-10,000
Closed -$103K
RMGC
696
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
– –
-227,100
Closed -$2.29M
ARRWU
697
DELISTED
Arrowroot Acquisition Corp. Unit
ARRWU
– –
-76,200
Closed -$763K
MFV
698
DELISTED
MFS SPECIAL VALUE TRUST
MFV
– –
-12,573
Closed -$52.6K
ASCAU
699
DELISTED
A SPAC I Acquisition Corp. Unit
ASCAU
– –
-192,000
Closed -$1.97M
AWIN
700
DELISTED
AERWINS Technologies Inc
AWIN
– –
-529
Closed -$555K
26 27
28
29 30

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.