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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AERTW
676
Aeries Technology Warrant
AERTW
$887K
$10K ﹤0.01%
128,487
– –
ROCLW
677
DELISTED
Roth CH Acquisition V Co. Warrant
ROCLW
$10K ﹤0.01%
99,999
– –
PEGRW
678
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$10K ﹤0.01%
99,998
– –
PUCKW
679
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$10K ﹤0.01%
253,104
+3,104
+1% +$286
ZFOXW
680
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$10K ﹤0.01%
50,000
– –
LGVCW
681
DELISTED
LAMF Global Ventures Corp. I Warrant
LGVCW
$10K ﹤0.01%
149,999
– –
DTRTW
682
DELISTED
DTRT Health Acquisition Corp. Warrant
DTRTW
$10K ﹤0.01%
50,000
– –
PSAGW
683
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$10K ﹤0.01%
74,998
– –
EQD.WS
684
DELISTED
Equity Distribution Acquisition Corp. Warrants, each whole warrant exercisable for one share of Clas
EQD.WS
$10K ﹤0.01%
322,699
+272,899
+548% +$15.2K
ACRO.WS
685
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$10K ﹤0.01%
86,620
+19,954
+30% +$2.9K
BRLSW icon
686
Borealis Foods Inc Warrant
BRLSW
$547K
$9K ﹤0.01%
100,000
– –
WINVW
687
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$9K ﹤0.01%
150,000
– –
CCTSW
688
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$9K ﹤0.01%
124,999
– –
SLACW
689
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$9K ﹤0.01%
+37,175
New +$11.9K
AXAC.WS
690
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AXAC.WS
$9K ﹤0.01%
150,000
– –
BMAQR
691
DELISTED
Blockchain Moon Acquisition Corp. Rights
BMAQR
$9K ﹤0.01%
150,000
– –
FTPAW
692
DELISTED
FTAC Parnassus Acquisition Corp. Warrant
FTPAW
$9K ﹤0.01%
+73,000
New +$12.9K
HCICW
693
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$9K ﹤0.01%
86,889
+57,380
+194% +$7.63K
HUGS.WS
694
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$9K ﹤0.01%
+156,166
New +$22.1K
CDIOW icon
695
Cardio Diagnostics Holdings Inc Warrant
CDIOW
$8K ﹤0.01%
49,999
– –
NVACW
696
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$8K ﹤0.01%
125,000
– –
MBTCR
697
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
$8K ﹤0.01%
150,000
– –
LBBBW
698
DELISTED
Lakeshore Acquisition II Corp. Warrants
LBBBW
$8K ﹤0.01%
+101,185
New +$8.22K
ARIZR
699
DELISTED
Arisz Acquisition Corp. Right
ARIZR
$8K ﹤0.01%
125,000
– –
ASPAW
700
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$8K ﹤0.01%
175,000
– –
26 27
28
29 30

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.