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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASAXW
676
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$15K ﹤0.01%
29,999
– –
FSSIW
677
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$15K ﹤0.01%
24,999
– –
PPHPW
678
DELISTED
PHP Ventures Acquisition Corp. Warrants
PPHPW
$14K ﹤0.01%
+31,532
New +$14.6K
PSPC.WS
679
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$14K ﹤0.01%
16,663
– –
NRACW
680
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$13K ﹤0.01%
24,998
– –
BURU.WS
681
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$13K ﹤0.01%
24,999
– –
DSAQ.WS
682
DELISTED
Direct Selling Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DSAQ.WS
$13K ﹤0.01%
+25,657
New +$13.1K
CXAIW icon
683
CXApp Inc Warrant
CXAIW
$12K ﹤0.01%
24,999
– –
PGRWW
684
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$12K ﹤0.01%
24,999
– –
NAACW
685
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$12K ﹤0.01%
16,665
– –
EPWR.WS
686
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$12K ﹤0.01%
24,999
– –
SBII.WS
687
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$12K ﹤0.01%
21,351
– –
EDTXW
688
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$12K ﹤0.01%
24,999
– –
JCICW
689
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$11K ﹤0.01%
20,338
– –
CEROW
690
DELISTED
CERo Therapeutics Warrants
CEROW
$10K ﹤0.01%
+24,998
New +$11.5K
ADOCW
691
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$10K ﹤0.01%
50,000
– –
SFRWW
692
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$10K ﹤0.01%
16,665
– –
KAIRW
693
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$10K ﹤0.01%
19,999
– –
FSNB.WS
694
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$10K ﹤0.01%
16,664
– –
SANBW
695
DELISTED
Sanaby Health Acquisition Corp. I Warrant
SANBW
$10K ﹤0.01%
+18,975
New +$9.69K
NIRWW
696
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$9K ﹤0.01%
14,999
– –
FVT.WS
697
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$9K ﹤0.01%
+11,652
New +$11.2K
MACAW
698
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$8K ﹤0.01%
14,999
– –
ADERW
699
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$8K ﹤0.01%
12,499
– –
MLACW
700
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$8K ﹤0.01%
20,401
– –
26 27
28
29 30

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.