RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASAXW
676
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$15K ﹤0.01%
29,999
– –
FSSIW
677
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$15K ﹤0.01%
24,999
– –
PPHPW
678
DELISTED
PHP Ventures Acquisition Corp. Warrants
PPHPW
$14K ﹤0.01%
+31,532
New +$14K
PSPC.WS
679
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$14K ﹤0.01%
16,663
– –
NRACW
680
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$13K ﹤0.01%
24,998
– –
BURU.WS
681
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$13K ﹤0.01%
24,999
– –
DSAQ.WS
682
DELISTED
Direct Selling Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DSAQ.WS
$13K ﹤0.01%
+25,657
New +$13K
CXAIW icon
683
CXApp Inc. Warrant
CXAIW
$1.42M
$12K ﹤0.01%
24,999
– –
PGRWW
684
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$12K ﹤0.01%
24,999
– –
NAACW
685
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$12K ﹤0.01%
16,665
– –
EPWR.WS
686
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$12K ﹤0.01%
24,999
– –
SBII.WS
687
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$12K ﹤0.01%
21,351
– –
EDTXW
688
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$12K ﹤0.01%
24,999
– –
JCICW
689
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$11K ﹤0.01%
20,338
– –
CEROW icon
690
CERo Therapeutics Holdings, Inc. Warrants
CEROW
$150K
$10K ﹤0.01%
+24,998
New +$10K
ADOCW
691
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$10K ﹤0.01%
50,000
– –
SANBW
692
DELISTED
Sanaby Health Acquisition Corp. I Warrant
SANBW
$10K ﹤0.01%
+18,975
New +$10K
SFRWW
693
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$10K ﹤0.01%
16,665
– –
KAIRW
694
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$10K ﹤0.01%
19,999
– –
FSNB.WS
695
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$10K ﹤0.01%
16,664
– –
NIRWW
696
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$9K ﹤0.01%
14,999
– –
FVT.WS
697
DELISTED
Fortress Value Acquisition Corp. III Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
FVT.WS
$9K ﹤0.01%
+11,652
New +$9K
MACAW
698
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$8K ﹤0.01%
14,999
– –
ADERW
699
DELISTED
26 Capital Acquisition Corp. Warrant
ADERW
$8K ﹤0.01%
12,499
– –
MLACW
700
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$8K ﹤0.01%
20,401
– –
26 27
28
29 30