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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUS.U
676
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
– –
-195,225
Closed -$2.02M
FVIV.U
677
DELISTED
Fortress Value Acquisition Corp. IV Units, each consisting of one share of Class A common stock and one-eighth of one redeemable Warrant
FVIV.U
– –
-42,000
Closed -$420K
ASZ.U
678
DELISTED
Austerlitz Acquisition Corporation II Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
ASZ.U
– –
-247,338
Closed -$2.49M
VCKAU
679
DELISTED
Vickers Vantage Corp. I Unit
VCKAU
– –
-242,584
Closed -$2.47M
IGNYU
680
DELISTED
Ignyte Acquisition Corp. Unit
IGNYU
– –
-19,444
Closed -$195K
LMAOU
681
DELISTED
LMF Acquisition Opportunities Inc. Unit
LMAOU
– –
-150,000
Closed -$1.55M
DWIN.U
682
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
– –
-170,000
Closed -$1.72M
CRXT
683
DELISTED
Clarus Therapeutics Holdings, Inc. Common Stock
CRXT
– –
-125,000
Closed -$1.26M
FST
684
DELISTED
FAST Acquisition Corp.
FST
– –
-45,858
Closed -$542K
ITHXU
685
DELISTED
ITHAX Acquisition Corp. Unit
ITHXU
– –
-25,000
Closed -$250K
GLSPU
686
DELISTED
Global SPAC Partners Co. Unit
GLSPU
– –
-60,374
Closed -$612K
GGPIU
687
DELISTED
Gores Guggenheim, Inc. Unit
GGPIU
– –
-41,800
Closed -$419K
EJFAU
688
DELISTED
EJF Acquisition Corp. Unit
EJFAU
– –
-24,091
Closed -$240K
ARTAU
689
DELISTED
Artisan Acquisition Corp. Units
ARTAU
– –
-100,000
Closed -$996K
HCCCU
690
DELISTED
Healthcare Capital Corp. Unit
HCCCU
– –
-24,030
Closed -$240K
NXU.U
691
DELISTED
Novus Capital Corporation II Units, each consisting of one share of Class A common stock and one thi
NXU.U
– –
-10,000
Closed -$101K
GCACU
692
DELISTED
Growth Capital Acquisition Corp. Unit
GCACU
– –
-125,000
Closed -$1.25M
GMIIU
693
DELISTED
Gores Metropoulos II, Inc. Unit
GMIIU
– –
-15,869
Closed -$161K
NGCAU
694
DELISTED
NextGen Acquisition Corp. II Units
NGCAU
– –
-100,000
Closed -$1.08M
MACQU
695
DELISTED
MCAP Acquisition Corporation Unit
MACQU
– –
-25,000
Closed -$250K
ISOS.U
696
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
– –
-144,270
Closed -$1.47M
GIGGU
697
DELISTED
GigCapital4, Inc. Unit
GIGGU
– –
-75,000
Closed -$767K
THMAU
698
DELISTED
Thimble Point Acquisition Corp. Unit
THMAU
– –
-124,098
Closed -$1.28M
FOREU
699
DELISTED
Foresight Acquisition Corp. Units
FOREU
– –
-48,662
Closed -$503K
ADF.U
700
DELISTED
Aldel Financial Inc Units
ADF.U
– –
-200,000
Closed -$2.05M
26 27
28
29 30

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.