We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFIVW
651
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
$13K ﹤0.01%
+335,559
New +$26.1K
ALORW
652
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$13K ﹤0.01%
139,358
– –
BWACW
653
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$13K ﹤0.01%
162,690
– –
REVEW
654
DELISTED
Alpine Acquisition Corp Warrant
REVEW
$13K ﹤0.01%
74,999
– –
CND.WS
655
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$13K ﹤0.01%
22,499
– –
VSEEW
656
DELISTED
VSEE HEALTH INC WTS 29
VSEEW
$12K ﹤0.01%
75,000
– –
FZT.WS
657
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$12K ﹤0.01%
27,920
+2,922
+12% +$1.18K
JWACR
658
DELISTED
Jupiter Wellness Acquisition Corp. Right
JWACR
$12K ﹤0.01%
150,000
– –
AXAC.RT
659
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Rights to receive one-tenth (1/10) of one Class A ordinary share
AXAC.RT
$12K ﹤0.01%
150,000
– –
DMYS.WS
660
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
$12K ﹤0.01%
24,999
– –
LIONW
661
DELISTED
Lionheart III Corp Warrant
LIONW
$12K ﹤0.01%
199,999
– –
LAAAW
662
DELISTED
Lakeshore Acquisition I Corp. Warrant
LAAAW
$12K ﹤0.01%
59,994
– –
CLIM.WS
663
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
$12K ﹤0.01%
+155,000
New +$20.4K
HOLOW icon
664
MicroCloud Hologram Inc Warrant
HOLOW
$2.54M
$11K ﹤0.01%
147,068
-2,932
-2% -$244
ICUCW
665
SeaStar Medical Holding Corp Warrant
ICUCW
$334K
$11K ﹤0.01%
150,000
– –
SHFSW icon
666
SHF Holdings Warrants
SHFSW
$11K ﹤0.01%
87,500
– –
BNIXR
667
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$11K ﹤0.01%
175,000
– –
AEAEW
668
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$11K ﹤0.01%
62,498
– –
EACPW
669
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$11K ﹤0.01%
106,549
+54,050
+103% +$5.17K
IRRX.WS
670
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$11K ﹤0.01%
124,998
– –
ARIZW
671
DELISTED
Arisz Acquisition Corp. Warrant
ARIZW
$11K ﹤0.01%
125,000
– –
BMAC.WS
672
DELISTED
Black Mountain Acquisition Corp. Warrants, exercisable for one share of Class A Common Stock
BMAC.WS
$11K ﹤0.01%
112,494
– –
APGNW
673
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$11K ﹤0.01%
49,499
-500
-1% -$123
GWIIW
674
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
$11K ﹤0.01%
50,000
– –
LUXAW
675
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$11K ﹤0.01%
66,500
– –
25 26
27
28 29

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.