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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIIGW
651
DELISTED
CIIG Capital Partners II, Inc. Warrant
CIIGW
$21K ﹤0.01%
+24,999
New +$20.2K
FOXWW
652
DELISTED
FoxWayne Enterprises Acquisition Corp. Warrant
FOXWW
$21K ﹤0.01%
50,000
– –
PPHPR
653
DELISTED
PHP Ventures Acquisition Corp. Rights
PPHPR
$21K ﹤0.01%
+63,064
New +$22.3K
BBAI.WS icon
654
BigBear.ai Holdings Warrant
BBAI.WS
$42M
$20K ﹤0.01%
+24,998
New +$21.5K
ENERW
655
DELISTED
Accretion Acquisition Corp Warrant
ENERW
$20K ﹤0.01%
+49,649
New +$20.7K
APGNW
656
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$20K ﹤0.01%
49,999
– –
GSQB.WS
657
DELISTED
G Squared Ascend II Inc. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GSQB.WS
$20K ﹤0.01%
+33,331
New +$24.7K
AWINW
658
DELISTED
AERWINS Technologies Inc Warrant
AWINW
$19K ﹤0.01%
+39,675
New +$17.8K
EUCRW
659
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$19K ﹤0.01%
33,332
– –
REEAW
660
DELISTED
REE Automotive Ltd. Warrant
REEAW
$19K ﹤0.01%
17,980
– –
CRXTW
661
DELISTED
Clarus Therapeutics Holdings, Inc. Warrants
CRXTW
$19K ﹤0.01%
66,986
– –
HGASW
662
DELISTED
Global Gas Corporation Warrant
HGASW
$18K ﹤0.01%
37,499
– –
TGVCW
663
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$18K ﹤0.01%
+42,171
New +$18.8K
WAVC.WS
664
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$18K ﹤0.01%
+24,999
New +$17.8K
CRZNW
665
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
$18K ﹤0.01%
26,670
– –
BSKYW
666
DELISTED
Big Sky Growth Partners, Inc. Warrant
BSKYW
$18K ﹤0.01%
24,998
– –
PIIIW icon
667
P3 Health Partners Inc Warrant
PIIIW
$191K
$17K ﹤0.01%
16,665
– –
BNAIW
668
Brand Engagement Network Warrant
BNAIW
$2.14M
$17K ﹤0.01%
33,332
– –
WINVR
669
DELISTED
WinVest Acquisition Corp. Right
WINVR
$17K ﹤0.01%
+64,752
New +$16.3K
OSTRW
670
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$17K ﹤0.01%
37,499
– –
ABVEW
671
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$16K ﹤0.01%
30,000
– –
MAQCW
672
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$16K ﹤0.01%
32,405
-67,594
-68% -$43.9K
ATA.WS
673
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$16K ﹤0.01%
37,499
– –
BLTSW
674
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$16K ﹤0.01%
19,999
– –
MSAIW icon
675
MultiSensor AI Holdings Warrant
MSAIW
$751K
$15K ﹤0.01%
+31,884
New +$16.2K
25 26
27
28 29

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.