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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GACQU
651
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
– –
-100,000
Closed -$999K
SPTKU
652
DELISTED
SportsTek Acquisition Corp. Unit
SPTKU
– –
-74,290
Closed -$744K
MONCU
653
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
– –
-10,000
Closed -$100K
GIWWU
654
DELISTED
GigInternational1, Inc. Units
GIWWU
– –
-200,000
Closed -$2.01M
AFAQU
655
DELISTED
AF Acquisition Corp Units
AFAQU
– –
-200,000
Closed -$1.99M
PSAGU
656
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
– –
-296,724
Closed -$2.95M
HCICU
657
DELISTED
Hennessy Capital Investment Corp. V Units
HCICU
– –
-111,792
Closed -$1.2M
EQHA.U
658
DELISTED
EQ Health Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
EQHA.U
– –
-24,304
Closed -$242K
COVAU
659
DELISTED
COVA Acquisition Corp. Unit
COVAU
– –
-25,000
Closed -$252K
OSTRU
660
DELISTED
Oyster Enterprises Acquisition Corp. Unit
OSTRU
– –
-75,000
Closed -$749K
AAQC.U
661
DELISTED
Accelerate Acquisition Corp Units
AAQC.U
– –
-94,024
Closed -$949K
GSEVU
662
DELISTED
Gores Holdings VII, Inc. Units
GSEVU
– –
-35,400
Closed -$356K
KAHC.U
663
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
– –
-123,196
Closed -$1.24M
LGV.U
664
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
– –
-37,000
Closed -$373K
BSKYU
665
DELISTED
Big Sky Growth Partners, Inc. Unit
BSKYU
– –
-100,000
Closed -$999K
VENAU
666
DELISTED
Venus Acquisition Corporation Units
VENAU
– –
-100,000
Closed -$1.08M
IPVA.U
667
DELISTED
InterPrivate II Acquisition Corp. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVA.U
– –
-17,235
Closed -$172K
ZWRKU
668
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
– –
-10,000
Closed -$100K
FSSIU
669
DELISTED
Fortistar Sustainable Solutions Corp. Unit
FSSIU
– –
-48,602
Closed -$499K
CLRMU
670
DELISTED
Clarim Acquisition Corp. Unit
CLRMU
– –
-19,445
Closed -$193K
LAAAU
671
DELISTED
Lakeshore Acquisition I Corp. Unit
LAAAU
– –
-80,000
Closed -$818K
ACII.U
672
DELISTED
Atlas Crest Investment Corp. II Units, each consisting of one Class A common stock, $.0001 par value, and one-fourth of one redeemable warrant
ACII.U
– –
-24,332
Closed -$244K
RCOR
673
DELISTED
Renovacor, Inc.
RCOR
– –
-179,886
Closed -$1.79M
TSIBU
674
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
– –
-32,700
Closed -$330K
SBII.U
675
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
– –
-63,033
Closed -$631K
25 26
27
28 29

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.