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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COCHW icon
626
Envoy Medical Warrant
COCHW
$426K
$660 ﹤0.01%
+17,549
New +$986
MAQCW
627
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$640 ﹤0.01%
31,976
– –
IQMDW
628
DELISTED
Intelligent Medicine Acquisition Corp. Warrant
IQMDW
$625 ﹤0.01%
+12,499
New +$537
RBT.WS
629
DELISTED
Rubicon Technologies, Inc. Warrants, each warrant is exercisable for 1/8th of a share of Class A Common Stock at an exercise price of $92.00r share
RBT.WS
$576 ﹤0.01%
14,400
– –
NSTD.WS
630
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
$560 ﹤0.01%
15,561
– –
BLUA.WS
631
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$540 ﹤0.01%
+17,997
New +$876
LCW.WS
632
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$500 ﹤0.01%
24,999
– –
ADERW
633
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$375 ﹤0.01%
12,499
– –
SFRWW
634
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$323 ﹤0.01%
16,148
+232
+1% +$15
DFNSW
635
T3 Defense Inc Warrants
DFNSW
$553K
$229 ﹤0.01%
22,888
– –
AEF
636
abrdn Emerging Markets Equity Income Fund
AEF
$385M
– –
-157,974
Closed -$814K
AEON icon
637
AEON Biopharma
AEON
$13.2M
– –
-1,944
Closed -$1.41M
AWF
638
AllianceBernstein Global High Income Fund
AWF
$878M
– –
-336,253
Closed -$3.1M
BSTZ icon
639
BlackRock Science and Technology Term Trust
BSTZ
$2.18B
– –
-186,496
Closed -$2.92M
BTA
640
DELISTED
BlackRock Long-Term Municipal Advantage Trust
BTA
– –
-90,193
Closed -$848K
EFR
641
Eaton Vance Senior Floating-Rate Fund
EFR
$318M
– –
-13,393
Closed -$147K
EUDA icon
642
EUDA Health Holdings
EUDA
$41.9M
– –
-819
Closed -$27.4K
EVV
643
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
– –
-195,563
Closed -$1.84M
FPF
644
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
– –
-343,417
Closed -$5.79M
GBDC icon
645
Golub Capital BDC
GBDC
$3.48B
– –
-319,722
Closed -$4.21M
GSBD icon
646
Goldman Sachs BDC
GSBD
$1.12B
– –
-61,681
Closed -$846K
JPI
647
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
– –
-26,726
Closed -$497K
LDP icon
648
Cohen & Steers Duration Preferred & Income Fund
LDP
$601M
– –
-54,989
Closed -$1.05M
LDTC
649
DELISTED
LeddarTech
LDTC
– –
-409,696
Closed -$2.04M
LEO
650
BNY Mellon Strategic Municipals
LEO
$389M
– –
-58,312
Closed -$356K
24 25
26
27 28

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.