RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+1.99%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$185M
Cap. Flow %
-8.94%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$18.1M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$16.1M
4
PHK
PIMCO High Income Fund
PHK
+$12.4M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.7M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.6M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.1M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$13.4M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.95%
5 Consumer Discretionary 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
COCHW icon
626
Envoy Medical, Inc Warrant
COCHW
$514K
$660 ﹤0.01%
+17,549
New +$660
MAQCW
627
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$640 ﹤0.01%
31,976
– –
IQMDW
628
DELISTED
Intelligent Medicine Acquisition Corp. Warrant
IQMDW
$625 ﹤0.01%
+12,499
New +$625
RBT.WS
629
DELISTED
Rubicon Technologies, Inc. Warrants, each warrant is exercisable for 1/8th of a share of Class A Common Stock at an exercise price of $92.00r share
RBT.WS
$576 ﹤0.01%
14,400
– –
NSTD.WS
630
DELISTED
Northern Star Investment Corp. IV Redeemable Warrants, each whole warrant exercisable for shares of Class A common stock at an exercise price of $11.50 per share
NSTD.WS
$560 ﹤0.01%
15,561
– –
BLUA.WS
631
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$540 ﹤0.01%
+17,997
New +$540
LCW.WS
632
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$500 ﹤0.01%
24,999
– –
ADERW
633
DELISTED
26 Capital Acquisition Corp. Warrant
ADERW
$375 ﹤0.01%
12,499
– –
SFRWW
634
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$323 ﹤0.01%
16,148
+232
+1% +$5
NUKKW icon
635
Nukkleus Inc. Warrants
NUKKW
$46.4M
$229 ﹤0.01%
22,888
– –
MCAE
636
DELISTED
Mountain Crest Acquisition Corp. III Common Stock
MCAE
– –
-126,395
Closed -$1.28M
MSAC
637
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
– –
-50,000
Closed -$503K
MCAER
638
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
– –
-196,616
Closed -$15.7K
CTAQW
639
DELISTED
Carney Technology Acquisition Corp. II Warrant
CTAQW
– –
-286,091
Closed -$20K
CTAQU
640
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
– –
-25,000
Closed -$250K
SCOBU
641
DELISTED
ScION Tech Growth II Units
SCOBU
– –
-50,000
Closed -$504K
SCOB
642
DELISTED
ScION Tech Growth II Class A Ordinary Shares
SCOB
– –
-166,554
Closed -$1.69M
SCOBW
643
DELISTED
ScION Tech Growth II Warrants
SCOBW
– –
-55,518
Closed -$1.11K
BIOTW
644
DELISTED
Biotech Acquisition Company Warrant
BIOTW
– –
-110,837
Closed -$6.65K
SVFA
645
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-718,428
Closed -$7.26M
NAAC
646
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
– –
-23,997
Closed -$243K
SVFAW
647
DELISTED
SVF Investment Corp. Warrant
SVFAW
– –
-741,259
Closed -$22.2K
SVFAU
648
DELISTED
SVF Investment Corp. Unit
SVFAU
– –
-187,289
Closed -$1.89M
THAC
649
DELISTED
Thrive Acquisition Corporation Class A ordinary shares
THAC
– –
-49,996
Closed -$517K
THACW
650
DELISTED
Thrive Acquisition Corporation Warrant
THACW
– –
-24,998
Closed -$250
24 25
26
27 28