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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.22B
AUM Growth
-$9.14M
Cap. Flow
-$68.7M
Cap. Flow %
-3.1%
Top 10 Hldgs %
27.51%
Holding
975
New
103
Increased
138
Reduced
81
Closed
258

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$34.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$29.4M
3
NUV icon
Nuveen Municipal Value Fund
NUV
+$26.8M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$26M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$21.4M

Top Sells

Rank Stock Value
1
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$41.4M
2
GBDC icon
Golub Capital BDC
GBDC
+$35.8M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$15.2M
4
VKQ icon
Invesco Municipal Trust
VKQ
+$15M
5
VVR icon
Invesco Senior Income Trust
VVR
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 19.93%
2 Industrials 1.07%
3 Technology 1.07%
4 Healthcare 0.96%
5 Consumer Discretionary 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAMMW
626
DELISTED
Aries I Acquisition Corporation
RAMMW
$3.07K ﹤0.01%
61,438
– –
ATEK.WS
627
DELISTED
Athena Technology Acquisition Corp. II Redeemable Warrants
ATEK.WS
$3.01K ﹤0.01%
+75,353
New +$3.51K
NVSAW
628
DELISTED
New Vista Acquisition Corp. Warrant
NVSAW
$3.01K ﹤0.01%
50,131
– –
WINVW
629
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$3K ﹤0.01%
150,000
– –
ADEX.WS
630
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$3K ﹤0.01%
49,999
– –
FXCOW
631
DELISTED
Financial Strategies Acquisition Corp. Warrants
FXCOW
$3K ﹤0.01%
150,000
– –
BMAQW
632
DELISTED
Blockchain Moon Acquisition Corp. Warrants
BMAQW
$3K ﹤0.01%
150,000
– –
EUCRW
633
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$2.93K ﹤0.01%
58,548
+25,216
+76% +$898
AWINW
634
DELISTED
AERWINS Technologies Inc Warrant
AWINW
$2.78K ﹤0.01%
39,675
– –
DMYS.WS
635
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
$2.75K ﹤0.01%
24,999
– –
IGACW
636
DELISTED
IG Acquisition Corp. Warrant
IGACW
$2.66K ﹤0.01%
132,999
– –
SPECW
637
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$2.61K ﹤0.01%
130,400
– –
FOXO.WS
638
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$2.51K ﹤0.01%
83,558
– –
CDIOW icon
639
Cardio Diagnostics Holdings Inc Warrant
CDIOW
$2.5K ﹤0.01%
49,999
– –
ARIZW
640
DELISTED
Arisz Acquisition Corp. Warrant
ARIZW
$2.5K ﹤0.01%
125,000
– –
MPRAW
641
DELISTED
Mercato Partners Acquisition Corporation Warrant
MPRAW
$2.5K ﹤0.01%
124,999
– –
ZINGW
642
DELISTED
FTAC Zeus Acquisition Corp. Warrant
ZINGW
$2.5K ﹤0.01%
125,000
– –
WRAC.WS
643
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
$2.5K ﹤0.01%
50,000
– –
PKBOW
644
DELISTED
Peak Bio, Inc. Warrant
PKBOW
$2.5K ﹤0.01%
10,000
– –
DSAQ.WS
645
DELISTED
Direct Selling Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DSAQ.WS
$2.5K ﹤0.01%
62,499
– –
NRACW
646
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$2.42K ﹤0.01%
48,339
+23,341
+93% +$637
GFX.WS
647
DELISTED
Golden Falcon Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
GFX.WS
$2.32K ﹤0.01%
+15,464
New +$1.02K
TRIS.WS
648
DELISTED
Tristar Acquisition I Corp. Redeemable Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRIS.WS
$2.25K ﹤0.01%
74,999
– –
HERAW
649
DELISTED
FTAC Hera Acquisition Corp. Warrant
HERAW
$2.25K ﹤0.01%
75,000
– –
SLACW
650
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$2.23K ﹤0.01%
37,175
– –
24 25
26
27 28

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Rivernorth Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rivernorth Capital Management held 975 positions worth $2.22B, down 0.41% from $2.23B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management withdrew a net $68.7M in Q4 2022, closing 258 positions and reducing 81 holdings. Its most notable exit was Nuveen New York AMT-Free Quality Municipal Income Fund, an estimated $41.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock Corporate High Yield Fund worth $20.8M.

  • Rivernorth Capital Management's largest Q4 2022 buy was BlackRock Corporate High Yield Fund: 2,381,391 shares worth $20.8M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q4 2022, an estimated $34.7M increase.
  • Rivernorth Capital Management's biggest Q4 2022 reduction was Golub Capital BDC, cutting an estimated $35.8M.
  • Rivernorth Capital Management fully exited Nuveen New York AMT-Free Quality Municipal Income Fund in Q4 2022, selling an estimated $41.4M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $2.22B portfolio in Q4 2022.
  • Rivernorth Capital Management opened 103 new positions and closed 258 in Q4 2022.
  • Rivernorth Capital Management's portfolio value fell 0.41% quarter-over-quarter to $2.22B.

Based on Rivernorth Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.