RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$147M
Cap. Flow %
-6.58%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
+$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
+$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
+$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GGAAW
626
DELISTED
Genesis Growth Tech Acquisition Corp. Warrant
GGAAW
$20K ﹤0.01%
+99,999
New +$20K
DCRDW
627
DELISTED
Decarbonization Plus Acquisition Corporation IV Warrant
DCRDW
$19K ﹤0.01%
+37,500
New +$19K
NVACR
628
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$18K ﹤0.01%
250,000
– –
OTECW
629
DELISTED
OceanTech Acquisitions I Corp. Warrant
OTECW
$18K ﹤0.01%
196,617
– –
MCAER
630
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
$18K ﹤0.01%
196,616
– –
MEOAW
631
DELISTED
Minority Equality Opportunities Acquisition Inc. Warrants
MEOAW
$18K ﹤0.01%
200,000
– –
OSI.WS
632
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$17K ﹤0.01%
98,312
– –
MCAFR
633
DELISTED
Mountain Crest Acquisition Corp. IV Rights
MCAFR
$17K ﹤0.01%
100,000
– –
NOVVR
634
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$17K ﹤0.01%
165,000
– –
IGACW
635
DELISTED
IG Acquisition Corp. Warrant
IGACW
$16K ﹤0.01%
132,999
+33,000
+33% +$3.97K
OHAAW
636
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$16K ﹤0.01%
149,998
– –
GLLIW
637
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$15K ﹤0.01%
213,000
– –
JTAIW
638
DELISTED
Jet.AI Inc. Warrant
JTAIW
$15K ﹤0.01%
300,000
– –
VHAQ.WS
639
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$15K ﹤0.01%
171,595
– –
ABVEW
640
Above Food Ingredients Inc. Warrants
ABVEW
$3.69M
$14K ﹤0.01%
232,131
+189,631
+446% +$11.4K
CLOER
641
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$14K ﹤0.01%
300,000
– –
ENERR
642
DELISTED
Accretion Acquisition Corp. Right
ENERR
$14K ﹤0.01%
174,998
– –
NETC.WS
643
DELISTED
Nabors Energy Transition Corp. Warrants, exercisable for one share of Class A Common Stock
NETC.WS
$14K ﹤0.01%
99,999
– –
ZINGW
644
DELISTED
FTAC Zeus Acquisition Corp. Warrant
ZINGW
$14K ﹤0.01%
+125,000
New +$14K
FPAC.WS
645
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$14K ﹤0.01%
65,099
– –
THCAW
646
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$14K ﹤0.01%
198,767
– –
MSAIW icon
647
MultiSensor AI Holdings, Inc. Warrant
MSAIW
$880K
$13K ﹤0.01%
56,244
– –
PRENW
648
Prenetics Global Limited Warrant
PRENW
$283K
$13K ﹤0.01%
32,770
– –
GBBKW
649
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$13K ﹤0.01%
300,000
– –
SEPAW
650
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$13K ﹤0.01%
218,750
– –
24 25
26
27 28