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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGBAR
626
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$20K ﹤0.01%
145,846
– –
DCRDW
627
DELISTED
Decarbonization Plus Acquisition Corporation IV Warrant
DCRDW
$19K ﹤0.01%
+37,500
New +$7.96K
NVACR
628
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$18K ﹤0.01%
250,000
– –
OTECW
629
DELISTED
OceanTech Acquisitions I Corp. Warrant
OTECW
$18K ﹤0.01%
196,617
– –
MCAER
630
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
$18K ﹤0.01%
196,616
– –
MEOAW
631
DELISTED
Minority Equality Opportunities Acquisition Inc. Warrants
MEOAW
$18K ﹤0.01%
200,000
– –
OSI.WS
632
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$17K ﹤0.01%
98,312
– –
MCAFR
633
DELISTED
Mountain Crest Acquisition Corp. IV Rights
MCAFR
$17K ﹤0.01%
100,000
– –
NOVVR
634
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$17K ﹤0.01%
165,000
– –
OHAAW
635
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$16K ﹤0.01%
149,998
– –
IGACW
636
DELISTED
IG Acquisition Corp. Warrant
IGACW
$16K ﹤0.01%
132,999
+33,000
+33% +$3.9K
GLLIW
637
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$15K ﹤0.01%
213,000
– –
JTAIW
638
DELISTED
Jet.AI Inc. Warrant
JTAIW
$15K ﹤0.01%
300,000
– –
VHAQ.WS
639
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$15K ﹤0.01%
171,595
– –
ABVEW
640
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$14K ﹤0.01%
232,131
+189,631
+446% +$19.9K
CLOER
641
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$14K ﹤0.01%
300,000
– –
ENERR
642
DELISTED
Accretion Acquisition Corp Right
ENERR
$14K ﹤0.01%
174,998
– –
NETC.WS
643
DELISTED
Nabors Energy Transition Corp. Warrants, exercisable for one share of Class A Common Stock
NETC.WS
$14K ﹤0.01%
99,999
– –
ZINGW
644
DELISTED
FTAC Zeus Acquisition Corp. Warrant
ZINGW
$14K ﹤0.01%
+125,000
New +$17.9K
FPAC.WS
645
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$14K ﹤0.01%
65,099
– –
THCAW
646
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$14K ﹤0.01%
198,767
– –
MSAIW icon
647
MultiSensor AI Holdings Warrant
MSAIW
$745K
$13K ﹤0.01%
56,244
– –
PRENW
648
Prenetics Global Ltd Warrant
PRENW
$139K
$13K ﹤0.01%
32,770
– –
GBBKW
649
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$13K ﹤0.01%
300,000
– –
SEPAW
650
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$13K ﹤0.01%
218,750
– –
24 25
26
27 28

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.