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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGIO
626
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$27K ﹤0.01%
674,002
+240,538
+55% +$939K
ABLLW
627
DELISTED
Abacus Life Warrant
ABLLW
$26K ﹤0.01%
49,999
– –
WRAC.WS
628
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
$26K ﹤0.01%
+50,000
New +$26.8K
ACBAW
629
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$25K ﹤0.01%
100,000
– –
PEARW
630
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$25K ﹤0.01%
42,089
– –
AGBAR
631
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$25K ﹤0.01%
149,298
– –
ACKIW
632
DELISTED
Ackrell SPAC Partners I Co Warrants
ACKIW
$25K ﹤0.01%
+49,999
New +$27.7K
HOLOW icon
633
MicroCloud Hologram Inc Warrant
HOLOW
$2.68M
$24K ﹤0.01%
+150,000
New +$33.5K
MITAW
634
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$24K ﹤0.01%
+28,333
New +$21.4K
LVRAW
635
DELISTED
Levere Holdings Corp. Warrant
LVRAW
$24K ﹤0.01%
33,332
– –
DTRTW
636
DELISTED
DTRT Health Acquisition Corp. Warrant
DTRTW
$24K ﹤0.01%
+50,000
New +$26.5K
LJAQW
637
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$24K ﹤0.01%
49,999
– –
HCICW
638
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$24K ﹤0.01%
29,509
– –
RCHGW
639
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$24K ﹤0.01%
49,999
– –
ARTAW
640
DELISTED
Artisan Acquisition Corp. Warrants
ARTAW
$24K ﹤0.01%
33,332
– –
TETCW
641
DELISTED
Tech and Energy Transition Corporation Warrant
TETCW
$23K ﹤0.01%
33,332
– –
BGSX.WS
642
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
$23K ﹤0.01%
33,330
– –
MDH.WS
643
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$23K ﹤0.01%
49,999
– –
BMAC.WS
644
DELISTED
Black Mountain Acquisition Corp. Warrants, exercisable for one share of Class A Common Stock
BMAC.WS
$22K ﹤0.01%
+45,984
New +$22.6K
FZT.WS
645
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$22K ﹤0.01%
24,998
– –
SPTKW
646
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
$22K ﹤0.01%
37,499
– –
ALACW
647
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$22K ﹤0.01%
123,506
– –
XBPEW
648
XBP Europe Holdings Warrant
XBPEW
$21K ﹤0.01%
24,999
– –
BREZR
649
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$21K ﹤0.01%
100,000
– –
ADOCR
650
DELISTED
Edoc Acquisition Corp. Right
ADOCR
$21K ﹤0.01%
50,000
– –
24 25
26
27 28

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.