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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSPC.U
626
DELISTED
Post Holdings Partnering Corporation Units, each consisting of one share of Series A common stock, and one-third of one redeemable warrant
PSPC.U
– –
-50,000
Closed -$520K
GBRGU
627
DELISTED
Goldenbridge Acquisition Limited Unit
GBRGU
– –
-163,818
Closed -$1.71M
PGRWU
628
DELISTED
Progress Acquisition Corp. Units
PGRWU
– –
-50,000
Closed -$502K
ORIAU
629
DELISTED
Orion Biotech Opportunities Corp. Units
ORIAU
– –
-175,000
Closed -$1.76M
ML
630
DELISTED
MoneyLion Inc.
ML
– –
-667
Closed -$199K
BSGAU
631
DELISTED
Blue Safari Group Acquisition Corp. Unit
BSGAU
– –
-200,000
Closed -$2M
TWNI.U
632
DELISTED
Tailwind International Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TWNI.U
– –
-20,000
Closed -$200K
RAMMU
633
DELISTED
Aries I Acquisition Corporation Unit
RAMMU
– –
-125,000
Closed -$1.26M
TETCU
634
DELISTED
Tech and Energy Transition Corporation Unit
TETCU
– –
-100,000
Closed -$998K
CRZNU
635
DELISTED
Corazon Capital V838 Monoceros Corp Unit
CRZNU
– –
-80,016
Closed -$800K
SPKBU
636
DELISTED
Silver Spike Acquisition Corp II Units
SPKBU
– –
-25,000
Closed -$253K
LVRAU
637
DELISTED
Levere Holdings Corp. Unit
LVRAU
– –
-97,492
Closed -$969K
BGSX.U
638
DELISTED
Build Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
BGSX.U
– –
-98,272
Closed -$978K
KSICU
639
DELISTED
Kadem Sustainable Impact Corporation Unit
KSICU
– –
-100,875
Closed -$1.01M
MCAEU
640
DELISTED
Mountain Crest Acquisition Corp. III Unit
MCAEU
– –
-200,000
Closed -$2M
SCOBU
641
DELISTED
ScION Tech Growth II Units
SCOBU
– –
-65,327
Closed -$649K
BIOTU
642
DELISTED
Biotech Acquisition Company Unit
BIOTU
– –
-218,102
Closed -$2.2M
NAACU
643
DELISTED
North Atlantic Acquisition Corporation Unit
NAACU
– –
-50,000
Closed -$502K
JCICU
644
DELISTED
Jack Creek Investment Corp. Units
JCICU
– –
-15,748
Closed -$158K
MPACU
645
DELISTED
Model Performance Acquisition Corp. Units
MPACU
– –
-175,000
Closed -$1.82M
GLBLU
646
DELISTED
Cartesian Growth Corporation Unit
GLBLU
– –
-24,328
Closed -$243K
CLAS.U
647
DELISTED
Class Acceleration Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
CLAS.U
– –
-24,030
Closed -$242K
MDH.U
648
DELISTED
MDH Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one redeemable warrant
MDH.U
– –
-99,050
Closed -$992K
ASAXU
649
DELISTED
Astrea Acquisition Corp. Unit
ASAXU
– –
-57,826
Closed -$577K
FTVIU
650
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
– –
-10,000
Closed -$101K
24 25
26
27 28

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.