RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.93B
AUM Growth
-$73.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
633
New
Increased
Reduced
Closed

Top Buys

1
+$34.7M
2
+$19.3M
3
+$14M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.2M
5
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$13M

Top Sells

1
+$26.1M
2
+$16.6M
3
+$15.9M
4
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$15.8M
5
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$13.3M

Sector Composition

1 Financials 12.36%
2 Healthcare 1.47%
3 Technology 1.18%
4 Industrials 1.07%
5 Consumer Discretionary 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
601
– –
-284,916
602
– –
-101,082
603
– –
-187,688
604
– –
-50,294
605
– –
-215,000
606
– –
-43,849
607
– –
-149,035
608
– –
-100,000
609
– –
-200,000
610
$0 ﹤0.01%
99,999
611
– –
-24,999
612
– –
-108,526
613
– –
-62,852
614
– –
-150,000
615
– –
-126,000
616
– –
-162,690
617
$0 ﹤0.01%
37,499
618
– –
-58,332
619
– –
-174,996
620
– –
-20,311
621
– –
-241,792
622
– –
-33,331
623
– –
-99,993
624
– –
-50,000
625
– –
-47,948
22 23 24
25
26