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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSAIW icon
601
MultiSensor AI Holdings Warrant
MSAIW
$817K
$1.69K ﹤0.01%
56,244
– –
MLACW
602
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$1.63K ﹤0.01%
20,401
– –
HCMAW
603
DELISTED
HCM Acquisition Corp Warrant
HCMAW
$1.58K ﹤0.01%
50,000
– –
NIRWW
604
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$1.56K ﹤0.01%
14,760
-239
-2% -$44
RMCOW icon
605
Royalty Management Holding Warrant
RMCOW
$1.78M
$1.5K ﹤0.01%
49,999
– –
NCACW
606
DELISTED
Newcourt Acquisition Corp Warrant
NCACW
$1.5K ﹤0.01%
49,999
– –
CXAC.WS
607
DELISTED
C5 Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
CXAC.WS
$1.5K ﹤0.01%
+37,499
New +$1.31K
EOCW.WS
608
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$1.5K ﹤0.01%
24,999
– –
NOGNW
609
DELISTED
Nogin, Inc. Warrant
NOGNW
$1.41K ﹤0.01%
50,000
– –
PPYAW
610
DELISTED
Papaya Growth Opportunity Corp. I Warrant
PPYAW
$1.39K ﹤0.01%
+34,899
New +$2.63K
MACAW
611
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$1.35K ﹤0.01%
14,999
– –
XFINW
612
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$1.25K ﹤0.01%
24,999
– –
BURU.WS
613
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$1.25K ﹤0.01%
24,999
– –
TLGYW
614
DELISTED
TLGY Acquisition Corporation Warrant
TLGYW
$1.2K ﹤0.01%
+19,999
New +$896
PHYT.WS
615
DELISTED
Pyrophyte Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
PHYT.WS
$1.13K ﹤0.01%
+12,499
New +$1.01K
TVGNW icon
616
Tevogen Inc. Warrant
TVGNW
$911K
$1K ﹤0.01%
+12,499
New +$691
BNAIW
617
Brand Engagement Network Warrant
BNAIW
$2.02M
$1K ﹤0.01%
33,332
– –
ENTFW
618
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Warrant
ENTFW
$1K ﹤0.01%
24,999
– –
GSQB.WS
619
DELISTED
G Squared Ascend II Inc. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
GSQB.WS
$1K ﹤0.01%
33,331
– –
ALSAW
620
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$988 ﹤0.01%
98,841
– –
CXAIW icon
621
CXApp Inc Warrant
CXAIW
$1.02M
$974 ﹤0.01%
24,353
– –
ADOCW
622
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$875 ﹤0.01%
50,000
– –
APN.WS
623
DELISTED
Apeiron Capital Investment Corp. Redeemable Warrants
APN.WS
$825 ﹤0.01%
+16,499
New +$841
CEROW
624
DELISTED
CERo Therapeutics Warrants
CEROW
$750 ﹤0.01%
24,998
– –
EDTXW
625
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$750 ﹤0.01%
24,999
– –
23 24
25
26 27

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.