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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLLIR
601
DELISTED
Globalink Investment Inc. Rights
GLLIR
$30K ﹤0.01%
213,000
– –
PRSTW
602
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$29K ﹤0.01%
184,242
-1,990
-1% -$377
MAAQR
603
DELISTED
Mana Capital Acquisition Corp. Rights
MAAQR
$29K ﹤0.01%
99,998
– –
HCVIW
604
DELISTED
Hennessy Capital Investment Corp. VI Warrant
HCVIW
$28K ﹤0.01%
+189,375
New +$37.2K
VGASW icon
605
Verde Clean Fuels Warrant
VGASW
$739K
$27K ﹤0.01%
142,679
– –
LOKM.WS
606
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
$27K ﹤0.01%
+179,871
New +$43K
BENER
607
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$27K ﹤0.01%
195,980
– –
GDNRW
608
DELISTED
Gardiner Healthcare Acquisitions Corp. Warrant
GDNRW
$26K ﹤0.01%
365,000
– –
GBRGR
609
DELISTED
Goldenbridge Acquisition Limited Right
GBRGR
$26K ﹤0.01%
170,000
– –
WEL.WS
610
DELISTED
Integrated Wellness Acquisition Corp Redeemable Warrants
WEL.WS
$25K ﹤0.01%
99,999
– –
IXAQW
611
DELISTED
IX Acquisition Corp. Warrant
IXAQW
$25K ﹤0.01%
490,000
– –
IMAQR
612
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$25K ﹤0.01%
250,000
– –
ZVSAW
613
DELISTED
ZyVersa Therapeutics, Inc. Warrants
ZVSAW
$25K ﹤0.01%
+206,247
New +$26.6K
NKGNW
614
DELISTED
NKGen Biotech, Inc. Warrants
NKGNW
$24K ﹤0.01%
163,074
+123,753
+315% +$21.3K
GSRMR
615
DELISTED
GSR II Meteora Acquisition Corp. Right
GSRMR
$23K ﹤0.01%
+18,970
New +$29.1K
KITTW icon
616
Nauticus Robotics Warrant
KITTW
$194K
$22K ﹤0.01%
87,500
– –
SCLXW icon
617
Scilex Holding Co Warrant
SCLXW
$2.3M
$22K ﹤0.01%
121,291
– –
CPAAW
618
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$22K ﹤0.01%
+149,104
New +$36.8K
MPACR
619
DELISTED
Model Performance Acquisition Corp. Right
MPACR
$22K ﹤0.01%
171,700
– –
EVEX.WS icon
620
Eve Holding Inc Warrants
EVEX.WS
$47.6M
$21K ﹤0.01%
37,499
– –
GBBKR
621
DELISTED
Global Blockchain Acquisition Corp. Right
GBBKR
$21K ﹤0.01%
300,000
– –
VHAQ.RT
622
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$21K ﹤0.01%
171,595
– –
PMGMW
623
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$20K ﹤0.01%
201,213
+103,000
+105% +$10.3K
GGAAW
624
DELISTED
Genesis Growth Tech Acquisition Corp. Warrant
GGAAW
$20K ﹤0.01%
+99,999
New +$33K
BSGAR
625
DELISTED
Blue Safari Group Acquisition Corp. Right
BSGAR
$20K ﹤0.01%
196,630
– –
23 24
25
26 27

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.