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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEKKW
601
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$32K ﹤0.01%
49,999
– –
MMVWW
602
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
$31K ﹤0.01%
87,498
– –
SVFAW
603
DELISTED
SVF Investment Corp. Warrant
SVFAW
$31K ﹤0.01%
+24,110
New +$32K
KAHC.WS
604
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$31K ﹤0.01%
31,248
– –
RBAC.WS
605
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$31K ﹤0.01%
24,998
– –
PSQH.WS icon
606
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.27M
$30K ﹤0.01%
56,665
– –
WINVW
607
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$30K ﹤0.01%
+150,000
New +$38.5K
JUGGW
608
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
$30K ﹤0.01%
+31,000
New +$33.8K
BMAQR
609
DELISTED
Blockchain Moon Acquisition Corp. Rights
BMAQR
$30K ﹤0.01%
+85,034
New +$29.8K
GACQW
610
DELISTED
Global Consumer Acquisition Corp. Warrant
GACQW
$30K ﹤0.01%
49,999
– –
VENAR
611
DELISTED
Venus Acquisition Corporation Rights
VENAR
$30K ﹤0.01%
99,999
– –
NOGNW
612
DELISTED
Nogin, Inc. Warrant
NOGNW
$29K ﹤0.01%
+50,000
New +$30.9K
GWIIW
613
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
$29K ﹤0.01%
50,000
– –
PUCKW
614
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$28K ﹤0.01%
50,000
– –
AVHIW
615
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$28K ﹤0.01%
+85,107
New +$32.5K
VORBW
616
DELISTED
Virgin Orbit Holdings, Inc. Warrant
VORBW
$28K ﹤0.01%
+19,998
New +$28.2K
VENAW
617
DELISTED
Venus Acquisition Corporation Warrant
VENAW
$28K ﹤0.01%
99,999
– –
AAQC.WS
618
DELISTED
Accelerate Acquisition Corp Warrants
AAQC.WS
$28K ﹤0.01%
33,332
– –
BTAQW
619
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$28K ﹤0.01%
49,999
– –
CIFRW
620
DELISTED
Cipher Mining Warrant
CIFRW
$27K ﹤0.01%
23,299
-1,700
-7% -$3.35K
RMCOW icon
621
Royalty Management Holding Warrant
RMCOW
$2.02M
$27K ﹤0.01%
49,999
– –
EACPW
622
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$27K ﹤0.01%
52,499
– –
EOCW.WS
623
DELISTED
Elliott Opportunity II Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EOCW.WS
$27K ﹤0.01%
+24,999
New +$28K
KSICW
624
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
$27K ﹤0.01%
50,437
– –
SHQAW
625
DELISTED
Shelter Acquisition Corporation I Warrants
SHQAW
$27K ﹤0.01%
+49,999
New +$28K
23 24
25
26 27

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.