We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAQCU
601
DELISTED
Maquia Capital Acquisition Corporation Unit
MAQCU
– –
-200,000
Closed -$2.03M
AIF
602
DELISTED
Apollo Tactical Income Fund Inc.
AIF
– –
-250,083
Closed -$3.91M
FSD
603
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-663,712
Closed -$10.5M
SHPW
604
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
– –
-29,375
Closed -$2.35M
EFTR
605
DELISTED
eFFECTOR Therapeutics, Inc. Common Stock
EFTR
– –
-1,000
Closed -$247K
BITE.U
606
DELISTED
Bite Acquisition Corp. Units, each consisting of one share of common stock, and one-half of one redeemable warrant
BITE.U
– –
-60,000
Closed -$599K
MIMO
607
DELISTED
Airspan Networks Holdings Inc
MIMO
– –
-150,000
Closed -$1.5M
MCAFU
608
DELISTED
Mountain Crest Acquisition Corp. IV Unit
MCAFU
– –
-100,000
Closed -$993K
DHCAU
609
DELISTED
DHC Acquisition Corp. Unit
DHCAU
– –
-96,364
Closed -$967K
FLME.U
610
DELISTED
Flame Acquisition Corp. Units, each consisting of one share of Class A Common Stock, and one-half of one Warrant
FLME.U
– –
-24,328
Closed -$247K
OTECU
611
DELISTED
OceanTech Acquisitions I Corp. Units
OTECU
– –
-200,000
Closed -$2M
CCVI.U
612
DELISTED
Churchill Capital Corp VI Units, each consisting of one share of Class A common stock, and one-fifth of one redeemable warrant
CCVI.U
– –
-243,675
Closed -$2.47M
CFFEU
613
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
– –
-98,280
Closed -$993K
AAC.U
614
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-35,123
Closed -$351K
AMAOU
615
DELISTED
American Acquisition Opportunity Inc. Units
AMAOU
– –
-94,022
Closed -$964K
FZT.U
616
DELISTED
FAST Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
FZT.U
– –
-94,056
Closed -$942K
GFOR.U
617
DELISTED
Graf Acquisition Corp. IV Units, each consisting of one share of common stock, and one-fifth of one redeemable warrant
GFOR.U
– –
-200,000
Closed -$1.99M
ADERU
618
DELISTED
26 Capital Acquisition Corp Unit
ADERU
– –
-24,030
Closed -$246K
IRNT
619
DELISTED
IronNet, Inc.
IRNT
– –
-100,000
Closed -$999K
QFTA.U
620
DELISTED
Quantum FinTech Acquisition Corporation Units, each consisting of one share of Common Stock and one Warrant
QFTA.U
– –
-175,000
Closed -$1.75M
PMGMU
621
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
– –
-40,000
Closed -$398K
SDACU
622
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
– –
-10,000
Closed -$102K
CLBR.U
623
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
– –
-170,000
Closed -$1.69M
CYXT
624
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-74,994
Closed -$750K
SNRHU
625
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
– –
-200,000
Closed -$2.02M
23 24
25
26 27

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.