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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCSAW
576
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$2.75K ﹤0.01%
24,999
– –
AEON.WS
577
DELISTED
AEON Biopharma Inc
AEON.WS
$2.69K ﹤0.01%
44,868
+31,536
+237% +$1.82K
PSPC.WS
578
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$2.66K ﹤0.01%
17,705
– –
SHFSW icon
579
SHF Holdings Warrants
SHFSW
$2.63K ﹤0.01%
87,500
– –
PRENW
580
Prenetics Global Ltd Warrant
PRENW
$128K
$2.62K ﹤0.01%
32,770
– –
FSRXW
581
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$2.54K ﹤0.01%
+60,291
New +$2.49K
CLRCW
582
DELISTED
ClimateRock Warrant
CLRCW
$2.54K ﹤0.01%
84,615
– –
FOXO.WS
583
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$2.51K ﹤0.01%
83,558
– –
XBPEW
584
XBP Europe Holdings Warrant
XBPEW
$2.5K ﹤0.01%
24,999
– –
AWINW
585
DELISTED
AERWINS Technologies Inc Warrant
AWINW
$2.48K ﹤0.01%
39,675
– –
ZCARW
586
DELISTED
Zoomcar Holdings, Inc. Warrants
ZCARW
$2.25K ﹤0.01%
37,499
– –
WAVC.WS
587
DELISTED
Waverley Capital Acquisition Corp. 1 Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
WAVC.WS
$2.25K ﹤0.01%
24,999
– –
WRAC.WS
588
DELISTED
Williams Rowland Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50
WRAC.WS
$2.25K ﹤0.01%
50,000
– –
HGASW
589
DELISTED
Global Gas Corporation Warrant
HGASW
$2.19K ﹤0.01%
36,487
– –
GLLIW
590
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$2.13K ﹤0.01%
213,000
– –
TWLVW
591
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$2.05K ﹤0.01%
41,062
+27,731
+208% +$987
RDZNW icon
592
Roadzen Inc Warrants
RDZNW
$8.64M
$2K ﹤0.01%
49,999
– –
GGAAW
593
DELISTED
Genesis Growth Tech Acquisition Corp. Warrant
GGAAW
$2K ﹤0.01%
99,999
– –
DMYS.WS
594
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
$2K ﹤0.01%
24,999
– –
BSLKW
595
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$1.99K ﹤0.01%
39,633
– –
ECXWW
596
ECARX Holdings Warrants
ECXWW
$1.88K ﹤0.01%
+12,500
New +$1.39K
FNVTW
597
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$1.88K ﹤0.01%
93,745
– –
EUCRW
598
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$1.76K ﹤0.01%
58,548
– –
CSTA.WS
599
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$1.75K ﹤0.01%
+18,380
New +$1.42K
ABPWW
600
DELISTED
Abpro Holdings Warrant
ABPWW
$1.75K ﹤0.01%
+24,999
New +$2.35K
22 23
24
25 26

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.