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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BACA.WS
576
DELISTED
Berenson Acquisition Corp. I Warrants, each whole warrant exercisable for one share of class A common stock at an exercise price of $11.50
BACA.WS
$64K ﹤0.01%
1,237,500
– –
AFRIW icon
577
Forafric Global PLC Warrants
AFRIW
$11.5M
$63K ﹤0.01%
150,000
– –
JCICW
578
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$61K ﹤0.01%
217,622
+17,631
+9% +$2.82K
DFLIW icon
579
Dragonfly Energy Holdings Warrant
DFLIW
$30.6K
$60K ﹤0.01%
187,500
– –
EDNCW
580
DELISTED
Endurance Acquisition Corp. Warrant
EDNCW
$57K ﹤0.01%
290,000
– –
AVACW
581
DELISTED
Avalon Acquisition Inc. Warrant
AVACW
$56K ﹤0.01%
562,494
– –
SLND.WS icon
582
Southland Holdings Warrants
SLND.WS
$55K ﹤0.01%
149,999
– –
GSEVW
583
DELISTED
Gores Holdings VII, Inc. Warrant
GSEVW
$54K ﹤0.01%
+448,312
New +$110K
FCAX.WS
584
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$54K ﹤0.01%
630,076
+612,676
+3,521% +$72.2K
BTMWW
585
DELISTED
Bitcoin Depot Inc Warrant
BTMWW
$49K ﹤0.01%
+303,520
New +$48K
TRAQ.WS
586
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
$48K ﹤0.01%
437,499
+287,500
+192% +$44.3K
HCNEW
587
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$44K ﹤0.01%
242,118
+203,069
+520% +$54.6K
AMPX.WS icon
588
Amprius Technologies Warrants
AMPX.WS
$571M
$41K ﹤0.01%
+127,418
New +$48.1K
JUGGW
589
DELISTED
Jaws Juggernaut Acquisition Corporation Warrant
JUGGW
$41K ﹤0.01%
205,168
+174,168
+562% +$42.9K
LIVBW
590
DELISTED
LIV Capital Acquisition Corp. II Warrants
LIVBW
$39K ﹤0.01%
+299,997
New +$38.3K
LBBBR
591
DELISTED
Lakeshore Acquisition II Corp. Rights
LBBBR
$38K ﹤0.01%
+202,370
New +$22.5K
GRRRW
592
Gorilla Technology Group Warrant
GRRRW
$2.07M
$37K ﹤0.01%
+98,349
New +$34.4K
PEPLW
593
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$37K ﹤0.01%
742,500
– –
TBCPW
594
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$35K ﹤0.01%
+353,772
New +$49.5K
RNERW
595
DELISTED
Mount Rainier Acquisition Corp. Warrant
RNERW
$34K ﹤0.01%
225,000
– –
SPKAR
596
DELISTED
SPK Acquisition Corp. Right
SPKAR
$34K ﹤0.01%
186,789
– –
ESSCR
597
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$33K ﹤0.01%
109,092
– –
PAFOR
598
DELISTED
Pacifico Acquisition Corp. Rights
PAFOR
$32K ﹤0.01%
115,000
– –
INTEW
599
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$32K ﹤0.01%
324,999
– –
VENAR
600
DELISTED
Venus Acquisition Corporation Rights
VENAR
$31K ﹤0.01%
99,999
– –
22 23
24
25 26

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.