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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTAQR
576
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
$40K ﹤0.01%
190,000
– –
VHAQ.WS
577
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$39K ﹤0.01%
175,000
– –
AFAQW
578
DELISTED
AF Acquisition Corp Warrants
AFAQW
$39K ﹤0.01%
66,666
– –
KWAC.WS
579
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$39K ﹤0.01%
93,744
– –
HCNEW
580
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$38K ﹤0.01%
+39,049
New +$44.8K
KCGI.WS
581
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$38K ﹤0.01%
+38,778
New +$34.8K
ISPOW
582
DELISTED
Inspirato Inc Warrant
ISPOW
$37K ﹤0.01%
37,499
– –
SDAWW
583
SunCar Technology Group Warrant
SDAWW
$37K ﹤0.01%
170,000
– –
OCA.WS
584
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$37K ﹤0.01%
62,499
– –
OTRAW
585
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$37K ﹤0.01%
74,999
– –
REVEW
586
DELISTED
Alpine Acquisition Corp Warrant
REVEW
$36K ﹤0.01%
+74,999
New +$37.5K
ZFOXW
587
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$35K ﹤0.01%
50,000
– –
GBRGR
588
DELISTED
Goldenbridge Acquisition Limited Right
GBRGR
$34K ﹤0.01%
170,000
– –
ORIAW
589
DELISTED
Orion Biotech Opportunities Corp. Warrant
ORIAW
$34K ﹤0.01%
34,997
– –
BMAQW
590
DELISTED
Blockchain Moon Acquisition Corp. Warrants
BMAQW
$34K ﹤0.01%
+84,145
New +$40.8K
SCOBW
591
DELISTED
ScION Tech Growth II Warrants
SCOBW
$34K ﹤0.01%
56,465
– –
ZNTEW
592
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$34K ﹤0.01%
37,499
– –
FICVW
593
DELISTED
Frontier Investment Corp Warrants
FICVW
$33K ﹤0.01%
+66,666
New +$38.7K
ADEX.WS
594
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$33K ﹤0.01%
49,999
– –
DMYS.WS
595
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
$33K ﹤0.01%
+24,999
New +$36.2K
DRAYW
596
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$33K ﹤0.01%
+58,332
New +$36.3K
AGBAW
597
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$33K ﹤0.01%
149,298
– –
VHAQ.RT
598
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$32K ﹤0.01%
175,000
– –
ENERR
599
DELISTED
Accretion Acquisition Corp Right
ENERR
$32K ﹤0.01%
+99,298
New +$33K
GIA.WS
600
DELISTED
GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GIA.WS
$32K ﹤0.01%
+61,577
New +$34.3K
22 23
24
25 26

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.