RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VTAQR
576
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
$40K ﹤0.01%
190,000
– –
VHAQ.WS
577
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$39K ﹤0.01%
175,000
– –
AFAQW
578
DELISTED
AF Acquisition Corp. Warrants
AFAQW
$39K ﹤0.01%
66,666
– –
KWAC.WS
579
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$39K ﹤0.01%
93,744
– –
HCNEW
580
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$38K ﹤0.01%
+39,049
New +$38K
KCGI.WS
581
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$38K ﹤0.01%
+38,778
New +$38K
ISPOW icon
582
Inspirato Incorporated Warrant
ISPOW
$159K
$37K ﹤0.01%
37,499
– –
SDAWW
583
SunCar Technology Group Inc. Warrant
SDAWW
$5.2M
$37K ﹤0.01%
170,000
– –
OCA.WS
584
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$37K ﹤0.01%
62,499
– –
OTRAW
585
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$37K ﹤0.01%
74,999
– –
REVEW
586
DELISTED
Alpine Acquisition Corporation Warrant
REVEW
$36K ﹤0.01%
+74,999
New +$36K
ZFOXW
587
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$35K ﹤0.01%
50,000
– –
GBRGR
588
DELISTED
Goldenbridge Acquisition Limited Right
GBRGR
$34K ﹤0.01%
170,000
– –
ORIAW
589
DELISTED
Orion Biotech Opportunities Corp. Warrant
ORIAW
$34K ﹤0.01%
34,997
– –
BMAQW
590
DELISTED
Blockchain Moon Acquisition Corp. Warrants
BMAQW
$34K ﹤0.01%
+84,145
New +$34K
SCOBW
591
DELISTED
ScION Tech Growth II Warrants
SCOBW
$34K ﹤0.01%
56,465
– –
ZNTEW
592
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$34K ﹤0.01%
37,499
– –
DMYS.WS
593
DELISTED
dMY Technology Group, Inc. VI Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
DMYS.WS
$33K ﹤0.01%
+24,999
New +$33K
FICVW
594
DELISTED
Frontier Investment Corp Warrants
FICVW
$33K ﹤0.01%
+66,666
New +$33K
ADEX.WS
595
DELISTED
Adit EdTech Acquisition Corp Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
ADEX.WS
$33K ﹤0.01%
49,999
– –
DRAYW
596
DELISTED
Macondray Capital Acquisition Corp. I Warrant
DRAYW
$33K ﹤0.01%
+58,332
New +$33K
AGBAW
597
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
$33K ﹤0.01%
149,298
– –
VHAQ.RT
598
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$32K ﹤0.01%
175,000
– –
ENERR
599
DELISTED
Accretion Acquisition Corp. Right
ENERR
$32K ﹤0.01%
+99,298
New +$32K
GIA.WS
600
DELISTED
GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GIA.WS
$32K ﹤0.01%
+61,577
New +$32K
22 23
24
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