RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.51%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$63.2M
Cap. Flow %
3.35%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

1
BST icon
BlackRock Science and Technology Trust
BST
+$31M
2
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$29.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.8M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.7M

Top Sells

1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$18.9M

Sector Composition

1 Financials 13.17%
2 Healthcare 1.82%
3 Industrials 0.89%
4 Technology 0.81%
5 Consumer Discretionary 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LIVKW
576
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
– –
-181,810
Closed -$173K
LIVK
577
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
– –
-181,810
Closed -$1.82M
EVY
578
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
– –
-287,429
Closed -$4.3M
NBA.WS
579
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
– –
-150,000
Closed -$174K
GRNVR
580
DELISTED
GreenVision Acquisition Corp Rights
GRNVR
– –
-180,454
Closed -$99K
MIE
581
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
– –
-333,120
Closed -$1.36M
VCVCW
582
DELISTED
10X Capital Venture Acquisition Corp Warrant
VCVCW
– –
-17,980
Closed -$32K
VCVC
583
DELISTED
10X Capital Venture Acquisition Corp Class A Common Stock
VCVC
– –
-224,998
Closed -$2.24M
FGNA.WS
584
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
– –
-87,499
Closed -$192K
ANDAR
585
DELISTED
Andina Acquisition Corp. III Right
ANDAR
– –
-120,840
Closed -$99K
EMPW.WS
586
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
– –
-16,665
Closed -$31K
NHIC
587
DELISTED
NewHold Investment Corp. Class A Common Stock
NHIC
– –
-199,998
Closed -$2.01M
FSLF
588
DELISTED
First Eagle Senior Loan Fund
FSLF
– –
-233,660
Closed -$3.69M
EHT
589
DELISTED
Eaton Vance 2021 Target Term Trust
EHT
– –
-38,684
Closed -$381K
GNRS
590
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
– –
-197,484
Closed -$1.97M
GNRSW
591
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
– –
-197,484
Closed -$142K
MBTCU
592
DELISTED
Nocturne Acquisition Corporation Unit
MBTCU
– –
-60,341
Closed -$615K
NRACU
593
DELISTED
Northern Revival Acquisition Corporation Unit
NRACU
– –
-74,289
Closed -$743K
EACPU
594
DELISTED
Edify Acquisition Corp. Units
EACPU
– –
-98,820
Closed -$983K
IPVF.U
595
DELISTED
InterPrivate III Financial Partners Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
IPVF.U
– –
-19,150
Closed -$191K
FSNB.U
596
DELISTED
Fusion Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
FSNB.U
– –
-48,644
Closed -$486K
NID
597
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
– –
-14,978
Closed -$224K
TEI
598
Templeton Emerging Markets Income Fund
TEI
$295M
– –
-1,065,179
Closed -$8.49M
TMC icon
599
TMC The Metals Company
TMC
$2.11B
– –
-177,169
Closed -$1.76M
MCAEU
600
DELISTED
Mountain Crest Acquisition Corp. III Unit
MCAEU
– –
-200,000
Closed -$2M
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24
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