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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTHY
576
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$495M
– –
-318,206
Closed -$6.38M
GLO
577
Clough Global Opportunities Fund
GLO
$257M
– –
-36,235
Closed -$438K
GLQ
578
Clough Global Equity Fund
GLQ
$157M
– –
-181,577
Closed -$2.68M
GLV
579
Clough Global Dividend & Income Fund
GLV
$78.4M
– –
-47,624
Closed -$518K
HLLY icon
580
Holley
HLLY
$378M
– –
-49,995
Closed -$500K
IGA
581
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
– –
-43,194
Closed -$424K
JSPR icon
582
Jasper Therapeutics
JSPR
$29.7M
– –
-13,141
Closed -$1.31M
LIDR icon
583
AEye
LIDR
$61.8M
– –
-833
Closed -$251K
MYI icon
584
BlackRock MuniYield Quality Fund III
MYI
$717M
– –
-2,031,351
Closed -$30.2M
MYN icon
585
BlackRock MuniYield New York Quality Fund
MYN
$376M
– –
-29,466
Closed -$414K
NVG icon
586
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.68B
– –
-325,950
Closed -$5.82M
OPFI icon
587
OppFi
OPFI
$563M
– –
-174,998
Closed -$1.79M
OWLT icon
588
Owlet
OWLT
$158M
– –
-7,143
Closed -$998K
PCK
589
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-11,487
Closed -$111K
RDW icon
590
Redwire
RDW
$3.38B
– –
-99,996
Closed -$1.03M
RSVR
591
Reservoir Media
RSVR
$653M
– –
-24,998
Closed -$248K
TEI
592
Templeton Emerging Markets Income Fund
TEI
$323M
– –
-1,065,179
Closed -$8.49M
TMC icon
593
TMC The Metals Company
TMC
$1.97B
– –
-177,169
Closed -$1.76M
VKI icon
594
Invesco Advantage Municipal Income Trust II
VKI
$398M
– –
-35,422
Closed -$433K
VKQ icon
595
Invesco Municipal Trust
VKQ
$545M
– –
-56,240
Closed -$772K
XOS icon
596
Xos
XOS
$36.5M
– –
-1,667
Closed -$497K
JWSM.U
597
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
– –
-294,202
Closed -$2.96M
NBSTU
598
DELISTED
Newbury Street Acquisition Corporation Units
NBSTU
– –
-197,330
Closed -$1.97M
CVIIU
599
DELISTED
Churchill Capital Corp VII Units
CVIIU
– –
-278,795
Closed -$2.79M
MACAU
600
DELISTED
Moringa Acquisition Corp Units
MACAU
– –
-30,000
Closed -$299K
22 23
24
25 26

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.