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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APGB
551
DELISTED
Apollo Strategic Growth Capital II
APGB
– –
-100,000
Closed -$1.05M
APGB.WS
552
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
– –
-1,455,938
Closed -$116K
JHAA
553
DELISTED
Nuveen Corporate Income 2023 Target Term Fund
JHAA
– –
-103,580
Closed -$988K
MTRYW
554
DELISTED
Monterey Innovation Acquisition Corp. Warrant
MTRYW
– –
-139,999
Closed -$4.2K
MTRY
555
DELISTED
Monterey Innovation Acquisition Corp. Common Stock
MTRY
– –
-98,421
Closed -$1.1M
SHUAW
556
DELISTED
SHUAA Partners Acquisition Corp I Warrant
SHUAW
– –
-124,999
Closed -$6.25K
ALORW
557
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
– –
-139,358
Closed -$4.18K
KMF
558
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
– –
-884,899
Closed -$6.3M
PRPC
559
DELISTED
CC Neuberger Principal Holdings III
PRPC
– –
-84,960
Closed -$926K
PRPC.WS
560
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
– –
-674,226
Closed -$128K
AAC.WS
561
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
– –
-1,138,723
Closed -$752K
AAC
562
DELISTED
Ares Acquisition Corporation
AAC
– –
-628,776
Closed -$6.77M
JPS
563
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-6,803,241
Closed -$42M
ITAQW
564
DELISTED
Industrial Tech Acquisitions II, Inc. Warrants
ITAQW
– –
-145,000
Closed -$9.25K
BOAC
565
DELISTED
Bluescape Opportunities Acquisition Corp.
BOAC
– –
-63,688
Closed -$638K
CXAC.WS
566
DELISTED
C5 Acquisition Corporation Public warrants, each whole public warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
CXAC.WS
– –
-37,499
Closed -$1.39K
NBW
567
DELISTED
Neuberger Berman California Municipal Fund Inc.
NBW
– –
-74,901
Closed -$733K
CCV.WS
568
DELISTED
Churchill Capital Corp V Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCV.WS
– –
-1,219,885
Closed -$232K
CCV
569
DELISTED
Churchill Capital Corp V
CCV
– –
-400,253
Closed -$4.16M
BIOSW
570
DELISTED
BioPlus Acquisition Corp. Warrants
BIOSW
– –
-49,678
Closed -$2.98K
FZT.WS
571
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
– –
-27,673
Closed -$13.8K
MPRA
572
DELISTED
Mercato Partners Acquisition Corporation Class A Common Stock
MPRA
– –
-120,800
Closed -$1.29M
MPRAW
573
DELISTED
Mercato Partners Acquisition Corporation Warrant
MPRAW
– –
-124,999
Closed -$26.3K
ADERW
574
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
– –
-12,499
Closed -$81
FGMC
575
DELISTED
FG Merger Corp. Common Stock
FGMC
– –
-337,984
Closed -$1.63M
20 21 22
23
24

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.