RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
587
New
Increased
Reduced
Closed

Top Buys

1
+$53.5M
2
+$23.6M
3
+$21.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.6M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.9M

Top Sells

1
+$42M
2
+$30.7M
3
+$24.6M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$18.6M
5
ZTR
Virtus Total Return Fund
ZTR
+$18M

Sector Composition

1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.89%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
551
– –
-137,000
552
– –
-154,800
553
– –
-580,432
554
– –
-15,288
555
$0 ﹤0.01%
213,000
556
– –
-44,552
557
– –
-12,499
558
– –
-49,998
559
– –
-25,000
560
– –
-19,500
561
– –
-175,000
562
– –
-565,041
563
– –
-299,997
564
– –
-112,494
565
– –
-60,291
566
– –
-408,241
567
– –
-424,436
568
– –
-1,219,885
569
– –
-400,253
570
– –
-27,673
571
– –
-120,800
572
– –
-124,999
573
– –
-12,499
574
– –
-337,984
575
– –
-253,488
20 21 22
23
24