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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNRHW
551
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$53K ﹤0.01%
99,998
– –
NOVVR
552
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$53K ﹤0.01%
+165,000
New +$56.2K
ACRO.WS
553
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$53K ﹤0.01%
+66,666
New +$62.6K
ESSCR
554
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$51K ﹤0.01%
113,093
– –
PMGMW
555
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$50K ﹤0.01%
99,999
– –
GSDWW
556
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$50K ﹤0.01%
+100,000
New +$54.4K
CCVI.WS
557
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$50K ﹤0.01%
48,758
– –
ISLEW
558
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$50K ﹤0.01%
100,000
– –
GLSPW
559
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
$49K ﹤0.01%
99,999
– –
COEPW
560
DELISTED
Coeptis Therapeutics Warrants
COEPW
$48K ﹤0.01%
150,000
– –
DMAQR
561
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$48K ﹤0.01%
+150,000
New +$47.4K
RAMMW
562
DELISTED
Aries I Acquisition Corporation
RAMMW
$48K ﹤0.01%
62,496
– –
NKGNW
563
DELISTED
NKGen Biotech, Inc. Warrants
NKGNW
$46K ﹤0.01%
39,998
– –
LAAAW
564
DELISTED
Lakeshore Acquisition I Corp. Warrant
LAAAW
$46K ﹤0.01%
59,994
– –
IMAQR
565
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$45K ﹤0.01%
250,000
+237,586
+1,914% +$51.6K
RICOW
566
DELISTED
Agrico Acquisition Corp Warrant
RICOW
$45K ﹤0.01%
+99,999
New +$48.7K
PRPC.WS
567
DELISTED
CC Neuberger Principal Holdings III Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PRPC.WS
$44K ﹤0.01%
+40,301
New +$45.7K
ASAQ.WS
568
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$44K ﹤0.01%
87,499
– –
GPCOR
569
DELISTED
Golden Path Acquisition Corporation Rights
GPCOR
$44K ﹤0.01%
+150,000
New +$58.2K
PSAGW
570
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$43K ﹤0.01%
74,998
– –
BREZW
571
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$42K ﹤0.01%
100,000
– –
FOXO.WS
572
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$42K ﹤0.01%
84,998
– –
SHFSW icon
573
SHF Holdings Warrants
SHFSW
$241K
$41K ﹤0.01%
+87,500
New +$44.2K
YSAC.WS
574
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$41K ﹤0.01%
49,999
– –
MCAFR
575
DELISTED
Mountain Crest Acquisition Corp. IV Rights
MCAFR
$40K ﹤0.01%
100,000
– –
21 22
23
24 25

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.