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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TWLVW
551
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$9K ﹤0.01%
+13,331
New +$9.75K
HCCCW
552
DELISTED
Healthcare Capital Corp. Warrant
HCCCW
$9K ﹤0.01%
+12,499
New +$8.95K
MLACW
553
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$8K ﹤0.01%
20,401
– –
MONDW
554
DELISTED
Mondee Holdings, Inc. Warrant
MONDW
$8K ﹤0.01%
+12,500
New +$8.01K
SOC.WS
555
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$7K ﹤0.01%
+12,499
New +$13.4K
AEON.WS
556
DELISTED
AEON Biopharma Inc
AEON.WS
$7K ﹤0.01%
+13,332
New +$9.77K
COVAW
557
DELISTED
COVA Acquisition Corp. Warrants to purchase Class A ordinary shares
COVAW
$7K ﹤0.01%
+12,500
New +$8.78K
EQHA.WS
558
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
$7K ﹤0.01%
+12,498
New +$7.93K
CLAS.WS
559
DELISTED
Class Acceleration Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CLAS.WS
$7K ﹤0.01%
+12,499
New +$9.01K
PKBOW
560
DELISTED
Peak Bio, Inc. Warrant
PKBOW
$6K ﹤0.01%
+10,000
New +$7.96K
CLOER
561
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$5K ﹤0.01%
+11,930
New +$4.94K
ASPAW
562
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$5K ﹤0.01%
+11,412
New +$4.9K
IMAQR
563
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$3K ﹤0.01%
+12,414
New +$2.49K
IMAQW
564
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$3K ﹤0.01%
+12,414
New +$3.78K
CLAQR
565
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
$3K ﹤0.01%
+10,914
New +$2.35K
ACP
566
abrdn Income Credit Strategies Fund
ACP
$641M
– –
-105,358
Closed -$1.17M
CIFR icon
567
Cipher Digital
CIFR
$7.14B
– –
-50,000
Closed -$498K
CLM icon
568
Cornerstone Strategic Value Fund
CLM
$2.25B
– –
-1,669,554
Closed -$19.1M
DMF
569
DELISTED
BNY Mellon Municipal Income
DMF
– –
-97,386
Closed -$907K
EAD
570
Allspring Income Opportunities Fund
EAD
$381M
– –
-63,577
Closed -$559K
EFR
571
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
– –
-1,155,714
Closed -$16.4M
EFT
572
Eaton Vance Floating-Rate Income Trust
EFT
$288M
– –
-1,642,306
Closed -$23.6M
EMD
573
Western Asset Emerging Markets Debt Fund
EMD
$610M
– –
-337,562
Closed -$4.73M
EVF
574
Eaton Vance Senior Income Trust
EVF
$91.6M
– –
-3,994,915
Closed -$27.2M
EVN
575
Eaton Vance Municipal Income Trust
EVN
$429M
– –
-44,006
Closed -$617K
21 22
23
24 25

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.