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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GNPK.U
551
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
– –
-100,000
Closed -$1.04M
AJAX.U
552
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
– –
-10,000
Closed -$124K
NGACU
553
DELISTED
NextGen Acquisition Corporation Units
NGACU
– –
-50,000
Closed -$515K
CFACU
554
DELISTED
CF Finance Acquisition Corp. III Unit
CFACU
– –
-25,000
Closed -$268K
PDAC.U
555
DELISTED
Peridot Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one
PDAC.U
– –
-28,302
Closed -$318K
PDAC.WS
556
DELISTED
Peridot Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordina
PDAC.WS
– –
-35,849
Closed -$64K
PDAC
557
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-71,698
Closed -$743K
ROCCU
558
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
– –
-25,000
Closed -$260K
VCVCU
559
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
– –
-225,000
Closed -$2.4M
DCRBU
560
DELISTED
Decarbonization Plus Acquisition Corporation Unit
DCRBU
– –
-50,000
Closed -$575K
SBG.U
561
DELISTED
Sandbridge Acquisition Corporation Units, each consisting of one share of Class A Common Stock and o
SBG.U
– –
-26,470
Closed -$273K
RSVAU
562
DELISTED
Rodgers Silicon Valley Acquisition Corp. Unit
RSVAU
– –
-75,000
Closed -$1M
ALUS.WS
563
DELISTED
Alussa Energy Acquisition Corp Warrants
ALUS.WS
– –
-101,500
Closed -$125K
ALUS
564
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-203,000
Closed -$2.04M
SPE.PRB
565
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
– –
-161,353
Closed -$4.12M
VGAC.U
566
DELISTED
VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
VGAC.U
– –
-30,341
Closed -$364K
CCX.WS
567
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
– –
-93,013
Closed -$183K
CAPAU
568
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
– –
-13,100
Closed -$135K
BRPAR
569
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-44,800
Closed -$58K
RPLA.WS
570
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
– –
-72,955
Closed -$135K
CIICW
571
DELISTED
CIIG Merger Corp. Warrants
CIICW
– –
-85,852
Closed -$704K
LOACW
572
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
-50,230
Closed -$78K
OCSI
573
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-980,887
Closed -$7.6M
LOACR
574
DELISTED
Longevity Acquisition Corporation Right
LOACR
– –
-98,900
Closed -$113K
CLA.WS
575
DELISTED
Colonnade Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
CLA.WS
– –
-17,112
Closed -$61K
20 21 22
23
24

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.