RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.05%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$155M
Cap. Flow %
-9.32%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
133

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
$14.6M
3
HIO
Western Asset High Income Opportunity Fund
HIO
$10.9M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$8.7M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
$8.14M

Top Sells

1
OBDC icon
Blue Owl Capital
OBDC
$36.5M
2
BCSF icon
Bain Capital Specialty
BCSF
$28.4M
3
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
$26.9M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
$16.9M

Sector Composition

1 Financials 8.03%
2 Healthcare 1.08%
3 Consumer Discretionary 0.78%
4 Technology 0.67%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CFACU
551
DELISTED
CF Finance Acquisition Corp. III Unit
CFACU
– –
-25,000
Closed -$268K
PDAC.U
552
DELISTED
Peridot Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one
PDAC.U
– –
-28,302
Closed -$318K
PDAC.WS
553
DELISTED
Peridot Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordina
PDAC.WS
– –
-35,849
Closed -$64K
PDAC
554
DELISTED
Peridot Acquisition Corp.
PDAC
– –
-71,698
Closed -$743K
ROCCU
555
DELISTED
Roth CH Acquisition II Co. Unit
ROCCU
– –
-25,000
Closed -$260K
VCVCU
556
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
– –
-225,000
Closed -$2.4M
DCRBU
557
DELISTED
Decarbonization Plus Acquisition Corporation Unit
DCRBU
– –
-50,000
Closed -$575K
SBG.U
558
DELISTED
Sandbridge Acquisition Corporation Units, each consisting of one share of Class A Common Stock and o
SBG.U
– –
-26,470
Closed -$273K
RSVAU
559
DELISTED
Rodgers Silicon Valley Acquisition Corp. Unit
RSVAU
– –
-75,000
Closed -$1M
ALUS.WS
560
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
– –
-101,500
Closed -$125K
ALUS
561
DELISTED
Alussa Energy Acquisition Corp.
ALUS
– –
-203,000
Closed -$2.04M
SPE.PRB
562
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
– –
-161,353
Closed -$4.12M
VGAC.U
563
DELISTED
VG Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redee
VGAC.U
– –
-30,341
Closed -$364K
CCX.WS
564
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
– –
-93,013
Closed -$183K
CAPAU
565
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
– –
-13,100
Closed -$135K
BRPAR
566
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
– –
-44,800
Closed -$58K
RPLA.WS
567
DELISTED
Replay Acquisition Corp. Warrants
RPLA.WS
– –
-72,955
Closed -$135K
CIICW
568
DELISTED
CIIG Merger Corp. Warrants
CIICW
– –
-85,852
Closed -$704K
LOACW
569
DELISTED
Longevity Acquisition Corporation Warrant
LOACW
– –
-50,230
Closed -$78K
OCSI
570
DELISTED
Oaktree Strategic Income Corporation
OCSI
– –
-980,887
Closed -$7.6M
LOACR
571
DELISTED
Longevity Acquisition Corporation Right
LOACR
– –
-98,900
Closed -$113K
CLA.WS
572
DELISTED
Colonnade Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
CLA.WS
– –
-17,112
Closed -$61K
DUC
573
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-792,473
Closed -$7.94M
MCACR
574
DELISTED
Mountain Crest Acquisition Corp. Right
MCACR
– –
-54,302
Closed -$49K
NUM
575
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
– –
-1,147,627
Closed -$16.9M
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