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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PUCKW
526
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$0 ﹤0.01%
252,841
– –
FIF
527
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– –
-97,377
Closed -$1.47M
LBBB
528
DELISTED
Lakeshore Acquisition II Corp. Ordinary Shares
LBBB
– –
-202,370
Closed -$2.2M
RCAC
529
DELISTED
Revelstone Capital Acquisition Corp. Class A Common Stock
RCAC
– –
-71,413
Closed -$759K
LCA
530
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
– –
-33,592
Closed -$350K
OHAAW
531
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
– –
-210,209
Closed -$6.31K
OHAA
532
DELISTED
OPY Acquisition Corp. I Class A Common Stock
OHAA
– –
-230,000
Closed -$2.4M
BRLIR
533
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
– –
-42,056
Closed -$8.83K
NETC.WS
534
DELISTED
Nabors Energy Transition Corp. Warrants, exercisable for one share of Class A Common Stock
NETC.WS
– –
-99,999
Closed -$15K
NIRWW
535
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$0 ﹤0.01%
14,486
– –
GDNRW
536
DELISTED
Gardiner Healthcare Acquisitions Corp. Warrant
GDNRW
– –
-365,000
Closed -$10.9K
GDNR
537
DELISTED
Gardiner Healthcare Acquisitions Corp. Common Stock
GDNR
– –
-200,000
Closed -$2.17M
BURU.WS
538
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$0 ﹤0.01%
22,099
– –
TBCP
539
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
– –
-122,700
Closed -$1.27M
TBCPW
540
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
– –
-565,041
Closed -$39.6K
LIVBW
541
DELISTED
LIV Capital Acquisition Corp. II Warrants
LIVBW
– –
-299,997
Closed -$6K
BMAC.WS
542
DELISTED
Black Mountain Acquisition Corp. Warrants, exercisable for one share of Class A Common Stock
BMAC.WS
– –
-112,494
Closed -$4.5K
FSRXW
543
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
– –
-60,291
Closed -$1.82K
CFIVW
544
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
– –
-408,241
Closed -$20.4K
CFIV
545
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
– –
-424,436
Closed -$4.52M
LIVB
546
DELISTED
LIV Capital Acquisition Corp. II Class A Ordinary Shares
LIVB
– –
-265,152
Closed -$2.88M
SGII
547
DELISTED
Seaport Global Acquisition II Corp. Class A Common Stock
SGII
– –
-75,000
Closed -$803K
CCVI.WS
548
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
– –
-912,140
Closed -$128K
CCVI
549
DELISTED
Churchill Capital Corp VI
CCVI
– –
-434,665
Closed -$4.54M
LOCC
550
DELISTED
Live Oak Crestview Climate Acquisition Corp.
LOCC
– –
-757,077
Closed -$7.82M
20 21
22
23 24

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.