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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRD.WS
526
DELISTED
Beard Energy Transition Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
BRD.WS
$5.22K ﹤0.01%
130,450
– –
ARBGW
527
DELISTED
Aequi Acquisition Corp warrants
ARBGW
$5.03K ﹤0.01%
50,294
– –
BRLSW icon
528
Borealis Foods Inc Warrant
BRLSW
$5K ﹤0.01%
100,000
– –
ROCLW
529
DELISTED
Roth CH Acquisition V Co. Warrant
ROCLW
$5K ﹤0.01%
99,999
– –
AEAEW
530
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$5K ﹤0.01%
62,498
– –
PGRWW
531
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$4.81K ﹤0.01%
120,249
– –
TRONW
532
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$4.67K ﹤0.01%
66,666
– –
MOBXW icon
533
Mobix Labs Warrants
MOBXW
$775K
$4.5K ﹤0.01%
150,000
– –
ASCBW
534
DELISTED
A SPAC II Acquisition Corp. Warrant
ASCBW
$4.5K ﹤0.01%
+149,999
New +$5.58K
LGVCW
535
DELISTED
LAMF Global Ventures Corp. I Warrant
LGVCW
$4.5K ﹤0.01%
149,999
– –
AXAC.WS
536
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AXAC.WS
$4.5K ﹤0.01%
150,000
– –
IPVIW
537
DELISTED
InterPrivate IV InfraTech Partners Inc. Warrant
IPVIW
$4.5K ﹤0.01%
50,000
– –
GIA.WS
538
DELISTED
GigCapital 5, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
GIA.WS
$4.5K ﹤0.01%
150,000
– –
ONMDW icon
539
OneMedNet Corp Warrant
ONMDW
$4.42K ﹤0.01%
147,479
– –
OPTXW icon
540
Syntec Optics Holdings Warrant
OPTXW
$22.1M
$4.38K ﹤0.01%
146,114
– –
TRAQ.WS
541
DELISTED
Trine II Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRAQ.WS
$4.38K ﹤0.01%
437,499
– –
MMVWW
542
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
$4.29K ﹤0.01%
85,850
– –
MTRYW
543
DELISTED
Monterey Innovation Acquisition Corp. Warrant
MTRYW
$4.2K ﹤0.01%
139,999
– –
NBSTW
544
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$4K ﹤0.01%
100,000
– –
ZFOXW
545
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$4K ﹤0.01%
50,000
– –
TGVCW
546
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$4K ﹤0.01%
99,999
– –
ADEX.WS
547
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$4K ﹤0.01%
49,999
– –
SLACW
548
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$3.98K ﹤0.01%
37,175
– –
ACBAW
549
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$3.92K ﹤0.01%
98,100
– –
NRACW
550
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$3.87K ﹤0.01%
48,339
– –
20 21
22
23 24

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.