RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$147M
Cap. Flow %
-6.58%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
+$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
+$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
+$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IPVI
526
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
$246K 0.01%
+25,000
New +$246K
ACII
527
DELISTED
Atlas Crest Investment Corp. II
ACII
$246K 0.01%
24,996
– –
VLT icon
528
Invesco High Income Trust II
VLT
$72.9M
$245K 0.01%
25,101
– –
DSM
529
BNY Mellon Strategic Municipal Bond Fund
DSM
$288M
$240K 0.01%
42,373
-286,994
-87% -$1.63M
NAAC
530
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$239K 0.01%
23,997
– –
SCRMW
531
DELISTED
Screaming Eagle Acquisition Corp. Warrant
SCRMW
$236K 0.01%
+1,050,765
New +$236K
KCGI.U
532
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
$236K 0.01%
23,296
– –
GSRMU
533
DELISTED
GSR II Meteora Acquisition Corp. Unit
GSRMU
$221K 0.01%
21,480
-303,520
-93% -$3.12M
LBBBU
534
DELISTED
Lakeshore Acquisition II Corp. Unit
LBBBU
$211K 0.01%
20,613
-202,370
-91% -$2.07M
FDEU
535
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$209K 0.01%
21,886
-83,894
-79% -$801K
GBAB
536
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$426M
$205K 0.01%
+13,303
New +$205K
PKBO
537
DELISTED
Peak Bio, Inc. Common Stock
PKBO
$200K 0.01%
20,000
– –
TWNI
538
DELISTED
Tailwind International Acquisition Corp.
TWNI
$198K 0.01%
19,998
– –
CLRM
539
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$198K 0.01%
19,992
– –
IPVF
540
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$197K 0.01%
19,995
– –
FSRXU
541
DELISTED
FinServ Acquisition Corp. II Unit
FSRXU
$197K 0.01%
20,000
– –
ASZ.WS
542
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$179K 0.01%
1,790,011
+1,701,687
+1,927% +$170K
GETR
543
DELISTED
Getaround, Inc.
GETR
$177K 0.01%
17,995
– –
CVIIW
544
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$174K 0.01%
1,239,853
+1,162,095
+1,495% +$163K
JSD
545
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$173K 0.01%
+14,600
New +$173K
MYN icon
546
BlackRock MuniYield New York Quality Fund
MYN
$370M
$172K 0.01%
+18,207
New +$172K
APGB.WS
547
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$172K 0.01%
+1,230,136
New +$172K
MSPRZ
548
MSP Recovery, Inc. Warrant
MSPRZ
$169K 0.01%
118,881
– –
MONCU
549
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$167K 0.01%
+16,900
New +$167K
NXN icon
550
Nuveen New York Tax-Free Income Portfolio
NXN
$46.7M
$148K 0.01%
13,356
– –
20 21
22
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