We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPVI
526
DELISTED
InterPrivate IV InfraTech Partners Inc. Class A Common Stock
IPVI
$246K 0.01%
+25,000
New +$246K
ACII
527
DELISTED
Atlas Crest Investment Corp. II
ACII
$246K 0.01%
24,996
– –
VLT icon
528
Invesco High Income Trust II
VLT
$65.8M
$245K 0.01%
25,101
– –
DSM
529
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$240K 0.01%
42,373
-286,994
-87% -$1.82M
NAAC
530
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$239K 0.01%
23,997
– –
SCRMW
531
DELISTED
Screaming Eagle Acquisition Corp. Warrant
SCRMW
$236K 0.01%
+1,050,765
New +$292K
KCGI.U
532
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
$236K 0.01%
23,296
– –
GSRMU
533
DELISTED
GSR II Meteora Acquisition Corp. Unit
GSRMU
$221K 0.01%
21,480
-303,520
-93% -$3.06M
LBBBU
534
DELISTED
Lakeshore Acquisition II Corp. Unit
LBBBU
$211K 0.01%
20,613
-202,370
-91% -$2.05M
FDEU
535
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$209K 0.01%
21,886
-83,894
-79% -$909K
GBAB
536
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$391M
$205K 0.01%
+13,303
New +$237K
PKBO
537
DELISTED
Peak Bio, Inc. Common Stock
PKBO
$200K 0.01%
20,000
– –
TWNI
538
DELISTED
Tailwind International Acquisition Corp.
TWNI
$198K 0.01%
19,998
– –
CLRM
539
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$198K 0.01%
19,992
– –
IPVF
540
DELISTED
InterPrivate III Financial Partners Inc.
IPVF
$197K 0.01%
19,995
– –
FSRXU
541
DELISTED
FinServ Acquisition Corp. II Unit
FSRXU
$197K 0.01%
20,000
– –
ASZ.WS
542
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$179K 0.01%
1,790,011
+1,701,687
+1,927% +$250K
GETR
543
DELISTED
Getaround, Inc.
GETR
$177K 0.01%
17,995
– –
CVIIW
544
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$174K 0.01%
1,239,853
+1,162,095
+1,495% +$260K
JSD
545
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$173K 0.01%
+14,600
New +$181K
MYN icon
546
BlackRock MuniYield New York Quality Fund
MYN
$376M
$172K 0.01%
+18,207
New +$191K
APGB.WS
547
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$172K 0.01%
+1,230,136
New +$250K
MSPRZ
548
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$169K 0.01%
118,881
– –
MONCU
549
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$167K 0.01%
+16,900
New +$167K
NXN
550
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$148K 0.01%
13,356
– –
20 21
22
23 24

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.