We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRLSW icon
526
Borealis Foods Inc Warrant
BRLSW
$547K
$61K ﹤0.01%
+100,000
New +$56.9K
CND.WS
527
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$61K ﹤0.01%
22,499
– –
ONMDW icon
528
OneMedNet Corp Warrant
ONMDW
$1.01M
$60K ﹤0.01%
+150,000
New +$66.7K
SOUNW icon
529
SoundHound AI Warrant
SOUNW
$678M
$60K ﹤0.01%
+49,999
New +$48.6K
VGASW icon
530
Verde Clean Fuels Warrant
VGASW
$739K
$60K ﹤0.01%
+142,679
New +$64.1K
BNIXR
531
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$60K ﹤0.01%
+175,000
New +$60.3K
NBSTW
532
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$60K ﹤0.01%
100,000
– –
CLAQR
533
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
$60K ﹤0.01%
175,000
+164,086
+1,503% +$41.6K
OPFI.WS
534
DELISTED
OppFi Inc Warrants
OPFI.WS
$59K ﹤0.01%
87,499
– –
MBTCR
535
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
$59K ﹤0.01%
150,000
– –
CORS.WS
536
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$59K ﹤0.01%
+58,332
New +$51.1K
PAFOR
537
DELISTED
Pacifico Acquisition Corp. Rights
PAFOR
$59K ﹤0.01%
+115,000
New +$46.5K
NOVVW
538
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
$59K ﹤0.01%
+165,000
New +$43.1K
CDROW icon
539
Codere Online Luxembourg Warrants
CDROW
$58K ﹤0.01%
+59,999
New +$63.3K
CVIIW
540
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$58K ﹤0.01%
57,758
– –
TRONW
541
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$58K ﹤0.01%
+66,666
New +$62.8K
GIWWW
542
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$58K ﹤0.01%
99,999
– –
BOWL.WS
543
DELISTED
Bowlero Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an e
BOWL.WS
$57K ﹤0.01%
+49,909
New +$57.7K
OSI.WS
544
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$56K ﹤0.01%
99,999
– –
SCLXW icon
545
Scilex Holding Co Warrant
SCLXW
$55K ﹤0.01%
124,999
– –
MTRYW
546
DELISTED
Monterey Innovation Acquisition Corp. Warrant
MTRYW
$55K ﹤0.01%
+139,999
New +$61.6K
AUS.WS
547
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$54K ﹤0.01%
51,255
– –
ALACR
548
DELISTED
Alberton Acquisition Corp Rights
ALACR
$54K ﹤0.01%
152,955
– –
GCACW
549
DELISTED
Growth Capital Acquisition Corp. Warrant
GCACW
$54K ﹤0.01%
62,499
– –
KITTW icon
550
Nauticus Robotics Warrant
KITTW
$248K
$53K ﹤0.01%
+87,500
New +$45.2K
20 21
22
23 24

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.