RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BRLSW icon
526
Borealis Foods Inc. Warrant
BRLSW
$61K ﹤0.01%
+100,000
New +$61K
CND.WS
527
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$61K ﹤0.01%
22,499
– –
ONMDW icon
528
OneMedNet Corp Warrant
ONMDW
$1.03M
$60K ﹤0.01%
+150,000
New +$60K
SOUNW icon
529
SoundHound AI, Inc. Warrant
SOUNW
$2.63B
$60K ﹤0.01%
+49,999
New +$60K
VGASW icon
530
Verde Clean Fuels, Inc. Warrant
VGASW
$60K ﹤0.01%
+142,679
New +$60K
BNIXR
531
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$60K ﹤0.01%
+175,000
New +$60K
NBSTW
532
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$60K ﹤0.01%
100,000
– –
CLAQR
533
DELISTED
CleanTech Acquisition Corp. Rights
CLAQR
$60K ﹤0.01%
175,000
+164,086
+1,503% +$56.3K
OPFI.WS icon
534
OppFi Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OPFI.WS
$46.3M
$59K ﹤0.01%
87,499
– –
MBTCR
535
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
$59K ﹤0.01%
150,000
– –
CORS.WS
536
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$59K ﹤0.01%
+58,332
New +$59K
PAFOR
537
DELISTED
Pacifico Acquisition Corp. Rights
PAFOR
$59K ﹤0.01%
+115,000
New +$59K
NOVVW
538
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
$59K ﹤0.01%
+165,000
New +$59K
CDROW icon
539
Codere Online Luxembourg, S.A. Warrants
CDROW
$6.44M
$58K ﹤0.01%
+59,999
New +$58K
CVIIW
540
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$58K ﹤0.01%
57,758
– –
TRONW
541
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$58K ﹤0.01%
+66,666
New +$58K
GIWWW
542
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$58K ﹤0.01%
99,999
– –
BOWL.WS
543
DELISTED
Bowlero Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an e
BOWL.WS
$57K ﹤0.01%
+49,909
New +$57K
OSI.WS
544
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$56K ﹤0.01%
99,999
– –
SCLXW icon
545
Scilex Holding Company Warrant
SCLXW
$5.4M
$55K ﹤0.01%
124,999
– –
MTRYW
546
DELISTED
Monterey Innovation Acquisition Corp. Warrant
MTRYW
$55K ﹤0.01%
+139,999
New +$55K
AUS.WS
547
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$54K ﹤0.01%
51,255
– –
ALACR
548
DELISTED
Alberton Acquisition Corporation Rights exp April 26, 2021
ALACR
$54K ﹤0.01%
152,955
– –
GCACW
549
DELISTED
Growth Capital Acquisition Corp. Warrant
GCACW
$54K ﹤0.01%
62,499
– –
NOVVR
550
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$53K ﹤0.01%
+165,000
New +$53K
20 21
22
23 24