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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATA.WS
526
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$18K ﹤0.01%
37,499
– –
ABVEW
527
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$17K ﹤0.01%
+30,000
New +$19.6K
NRACW
528
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$17K ﹤0.01%
+24,998
New +$19.6K
FSSIW
529
DELISTED
Fortistar Sustainable Solutions Corp. Warrant
FSSIW
$17K ﹤0.01%
+24,999
New +$22K
SBII.WS
530
DELISTED
Sandbridge X2 Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
SBII.WS
$17K ﹤0.01%
+21,351
New +$20.4K
CXAIW icon
531
CXApp Inc Warrant
CXAIW
$16K ﹤0.01%
24,999
– –
BRLIR
532
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$16K ﹤0.01%
43,691
– –
REEAW
533
DELISTED
REE Automotive Ltd. Warrant
REEAW
$16K ﹤0.01%
+17,980
New +$22.7K
PIIIW icon
534
P3 Health Partners Inc Warrant
PIIIW
$191K
$15K ﹤0.01%
+16,665
New +$19.9K
PSPC.WS
535
DELISTED
Post Holdings Partnering Corporation Redeemable Warrants, each whole warrant exercisable for one share of Series A common stock at an exercise price of $11.50
PSPC.WS
$15K ﹤0.01%
+16,663
New +$21.8K
BURU.WS
536
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$14K ﹤0.01%
24,999
– –
SFRWW
537
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$14K ﹤0.01%
16,665
– –
PGRWW
538
DELISTED
Progress Acquisition Corp. Warrant
PGRWW
$14K ﹤0.01%
+24,999
New +$16K
EDTXW
539
DELISTED
EdtechX Holdings Acquisition Corp. II Warrant
EDTXW
$13K ﹤0.01%
24,999
– –
ADOCW
540
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$12K ﹤0.01%
50,000
– –
PHGE.WS
541
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$12K ﹤0.01%
35,127
– –
NAACW
542
DELISTED
North Atlantic Acquisition Corporation Warrant
NAACW
$12K ﹤0.01%
+16,665
New +$15.7K
JCICW
543
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$12K ﹤0.01%
20,338
+7,872
+63% +$5.89K
KAIRW
544
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$12K ﹤0.01%
19,999
– –
FSNB.WS
545
DELISTED
Fusion Acquisition Corp. II Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FSNB.WS
$11K ﹤0.01%
+16,664
New +$13.4K
ZGYHW
546
DELISTED
Yunhong International Warrant
ZGYHW
$11K ﹤0.01%
66,005
– –
DFNSW
547
T3 Defense Inc Warrants
DFNSW
$627K
$10K ﹤0.01%
23,887
– –
NIRWW
548
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$10K ﹤0.01%
14,999
– –
ADERW
549
DELISTED
26 Capital Acquisition Corp Warrant
ADERW
$10K ﹤0.01%
+12,499
New +$11.7K
MACAW
550
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$9K ﹤0.01%
+14,999
New +$10.4K
20 21
22
23 24

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.