RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
-$42.7M
Cap. Flow %
-2.43%
Top 10 Hldgs %
28.42%
Holding
554
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$15.5M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$15.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.4M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.3M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$15.1M

Sector Composition

1 Financials 10.58%
2 Healthcare 1.14%
3 Industrials 1.11%
4 Technology 0.64%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MUDSW
526
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
– –
-99,999
Closed -$63K
DYFN
527
DELISTED
Angel Oak Dynamic Financial Strategies Income Term Trust
DYFN
– –
-96,347
Closed -$1.82M
MYJ
528
DELISTED
Blackrock Muni Yield New Jersey Fund, Inc.
MYJ
– –
-63,181
Closed -$917K
SCPE
529
DELISTED
SC Health Corporation
SCPE
– –
-24,998
Closed -$252K
EFF
530
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-1,042,971
Closed -$17M
THBR
531
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
– –
-50,000
Closed -$521K
GIX.RT
532
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
– –
-161,880
Closed -$53K
VINCW
533
DELISTED
Vincerx Pharma, Inc. Warrant
VINCW
– –
-47,883
Closed -$193K
NMY
534
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
– –
-655,097
Closed -$9.28M
MSACU
535
DELISTED
Medicus Sciences Acquisition Corp. Unit
MSACU
– –
-50,000
Closed -$493K
RPLA
536
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
– –
-11,008
Closed -$105K
IID
537
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-107,144
Closed -$598K
MYF
538
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
– –
-165,110
Closed -$2.3M
JDD
539
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-58,108
Closed -$551K
BSE
540
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
– –
-216,087
Closed -$3.11M
NYV
541
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
– –
-108,017
Closed -$1.59M
IVH
542
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-14,880
Closed -$203K
FTEV.U
543
DELISTED
FinTech Evolution Acquisition Group Units, each consisting of one Class A Ordinary Share, and one-third of one redeemable warrant
FTEV.U
– –
-10,000
Closed -$99K
SCPE.WS
544
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
– –
-12,499
Closed -$24K
FMO
545
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
– –
-104,266
Closed -$1.03M
EUSGU
546
DELISTED
European Sustainable Growth Acquisition Corp. Unit
EUSGU
– –
-10,000
Closed -$100K
HLMNW
547
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
– –
-16,258
Closed -$24K
STPC.U
548
DELISTED
Star Peak Corp II Units, each consisting of one share of Class A common stock and one-fourth of one
STPC.U
– –
-10,000
Closed -$105K
CAHCU
549
DELISTED
CA Healthcare Acquisition Corp. Unit
CAHCU
– –
-10,000
Closed -$99K
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