RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.05%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$155M
Cap. Flow %
-9.32%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
133

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
$14.6M
3
HIO
Western Asset High Income Opportunity Fund
HIO
$10.9M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$8.7M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
$8.14M

Top Sells

1
OBDC icon
Blue Owl Capital
OBDC
$36.5M
2
BCSF icon
Bain Capital Specialty
BCSF
$28.4M
3
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
$26.9M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
$16.9M

Sector Composition

1 Financials 8.03%
2 Healthcare 1.08%
3 Consumer Discretionary 0.78%
4 Technology 0.67%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LNFA.U
526
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
– –
-100,000
Closed -$1.04M
PSTH
527
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-25,201
Closed -$699K
KWAC.U
528
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
– –
-125,000
Closed -$1.3M
GLAQU
529
DELISTED
Globis Acquisition Corp. Unit
GLAQU
– –
-150,000
Closed -$1.54M
OCA.U
530
DELISTED
Omnichannel Acquisition Corp. Units, each consisting of one share of Class A common stock and one-ha
OCA.U
– –
-125,000
Closed -$1.29M
OTRAU
531
DELISTED
OTR Acquisition Corp. Unit
OTRAU
– –
-150,000
Closed -$1.57M
TVACU
532
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
– –
-75,000
Closed -$786K
YSAC.U
533
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
– –
-100,000
Closed -$1.07M
CYXTW
534
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
– –
-12,499
Closed -$25K
ASLEW
535
DELISTED
AerSale Corporation Warrants
ASLEW
– –
-62,824
Closed -$117K
MEUSW
536
DELISTED
23andMe Holding Co. Warrant
MEUSW
– –
-50,353
Closed -$133K
BGIO
537
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-104,650
Closed -$946K
SVOKU
538
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-146,000
Closed -$1.51M
DDMXU
539
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
– –
-120,000
Closed -$1.26M
JTD
540
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-16,804
Closed -$239K
LOKB.U
541
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-50,000
Closed -$543K
VIHAW
542
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
– –
-24,999
Closed -$28K
LCIDW
543
DELISTED
Lucid Group, Inc. Warrant
LCIDW
– –
-70,998
Closed -$108K
MAACU
544
DELISTED
Montes Archimedes Acquisition Corp. Unit
MAACU
– –
-50,000
Closed -$525K
ACIC.U
545
DELISTED
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
– –
-100,000
Closed -$1.06M
BLUWU
546
DELISTED
Blue Water Acquisition Corp. Unit
BLUWU
– –
-125,000
Closed -$1.29M
SFTW.WS
547
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
– –
-73,773
Closed -$108K
GNPK.U
548
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
– –
-100,000
Closed -$1.04M
AJAX.U
549
DELISTED
Capri Listco Units, each consisting of one Class A ordinary share and one-fourth of one redeemable w
AJAX.U
– –
-10,000
Closed -$124K
NGACU
550
DELISTED
NextGen Acquisition Corporation Units
NGACU
– –
-50,000
Closed -$515K
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22
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