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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUDSU
526
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
– –
-200,000
Closed -$2.06M
FST.WS
527
DELISTED
FAST Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FST.WS
– –
-94,486
Closed -$164K
LNFA.U
528
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
– –
-100,000
Closed -$1.04M
PSTH
529
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-25,201
Closed -$699K
KWAC.U
530
DELISTED
Kingswood Acquisition Corp. Units, each consisting of one share of Class A Common Stock and three-fo
KWAC.U
– –
-125,000
Closed -$1.3M
GLAQU
531
DELISTED
Globis Acquisition Corp. Unit
GLAQU
– –
-150,000
Closed -$1.54M
OCA.U
532
DELISTED
Omnichannel Acquisition Corp. Units, each consisting of one share of Class A common stock and one-ha
OCA.U
– –
-125,000
Closed -$1.29M
OTRAU
533
DELISTED
OTR Acquisition Corp. Unit
OTRAU
– –
-150,000
Closed -$1.57M
ZNTEU
534
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
– –
-75,000
Closed -$789K
TVACU
535
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
– –
-75,000
Closed -$786K
YSAC.U
536
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
– –
-100,000
Closed -$1.06M
CYXTW
537
DELISTED
Cyxtera Technologies, Inc. Warrant
CYXTW
– –
-12,499
Closed -$25K
ASLEW
538
DELISTED
AerSale Corp Warrants
ASLEW
– –
-62,824
Closed -$117K
MEUSW
539
DELISTED
23andMe Holding Co Warrant
MEUSW
– –
-50,353
Closed -$133K
BGIO
540
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-104,650
Closed -$946K
SVOKU
541
DELISTED
Seven Oaks Acquisition Corp. Unit
SVOKU
– –
-146,000
Closed -$1.51M
DDMXU
542
DELISTED
DD3 Acquisition Corp. II Unit
DDMXU
– –
-120,000
Closed -$1.26M
JTD
543
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-16,804
Closed -$239K
LOKB.U
544
DELISTED
Live Oak Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-th
LOKB.U
– –
-50,000
Closed -$543K
VIHAW
545
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
– –
-24,999
Closed -$28K
LCIDW
546
DELISTED
Lucid Group, Inc. Warrant
LCIDW
– –
-70,998
Closed -$108K
MAACU
547
DELISTED
Montes Archimedes Acquisition Corp. Unit
MAACU
– –
-50,000
Closed -$525K
ACIC.U
548
DELISTED
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
– –
-100,000
Closed -$1.05M
BLUWU
549
DELISTED
Blue Water Acquisition Corp. Unit
BLUWU
– –
-125,000
Closed -$1.29M
SFTW.WS
550
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
– –
-73,773
Closed -$108K
20 21
22
23 24

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.