RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.07B
AUM Growth
-$18.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
522
New
Increased
Reduced
Closed

Top Buys

1
+$16.2M
2
+$10M
3
+$8.1M
4
EAD
Allspring Income Opportunities Fund
EAD
+$7.05M
5
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.69M

Top Sells

1
+$18.4M
2
+$14.6M
3
+$13M
4
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$12.5M
5
PAXS
PIMCO Access Income Fund
PAXS
+$9.08M

Sector Composition

1 Financials 9.42%
2 Healthcare 0.7%
3 Industrials 0.61%
4 Technology 0.58%
5 Consumer Discretionary 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
501
– –
-200,000
502
– –
-50,000
503
– –
-50,000
504
– –
-50,000
505
– –
-222,982
506
– –
-375,000
507
– –
-88,219
508
– –
-125,000
509
– –
-405,669
510
– –
-37,175
511
– –
-123,331
512
– –
-150,000
513
– –
-325,000
514
– –
-172,922
515
– –
-84,244
516
– –
-14,486
517
– –
-22,099
518
– –
-200,000
519
– –
-290,000
520
– –
-74,999
521
– –
-175,000
522
– –
-171,595
17 18 19 20
21