RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+9.45%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.09B
AUM Growth
+$2.09B
Cap. Flow
-$824K
Cap. Flow %
-0.04%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$53.5M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$23.6M
3
MYD icon
BlackRock MuniYield Fund
MYD
$21.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
$13.6M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
$12.9M

Top Sells

1
JPS
Nuveen Preferred & Income Securities Fund
JPS
$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$30.7M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
$24.6M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$18.6M
5
ZTR
Virtus Total Return Fund
ZTR
$18M

Sector Composition

1 Financials 10.75%
2 Healthcare 0.89%
3 Technology 0.61%
4 Industrials 0.53%
5 Consumer Discretionary 0.23%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MEGI
501
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$758M
– – -121,191 Closed -$1.43M
MHI
502
DELISTED
Pioneer Municipal High Income Fund
MHI
– – -640,254 Closed -$4.63M
MSAI icon
503
MultiSensor AI
MSAI
$23.4M
– – -74,992 Closed -$801K
NBB icon
504
Nuveen Taxable Municipal Income Fund
NBB
$469M
– – -69,141 Closed -$1M
OPTX icon
505
Syntec Optics
OPTX
$58.7M
– – -106,982 Closed -$1.14M
PET
506
DELISTED
Wag!
PET
– – -60,000 Closed -$115K
PMF
507
DELISTED
PIMCO Municipal Income Fund
PMF
– – -210,262 Closed -$1.76M
GLLIW
508
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$0 ﹤0.01% 213,000 – –
HIE
509
DELISTED
Miller/Howard High Income Equity Fund
HIE
– – -44,552 Closed -$442K
PHYT.WS
510
DELISTED
Pyrophyte Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
PHYT.WS
– – -12,499 Closed -$875
LCW
511
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
– – -49,998 Closed -$532K
NNAGU
512
DELISTED
99 Acquisition Group Inc. Unit
NNAGU
– – -25,000 Closed -$259K
SLAM
513
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
– – -19,500 Closed -$210K
CAUD
514
DELISTED
Collective Audience, Inc.. Common Stock
CAUD
– – -175,000 Closed -$1.92M
AONCW
515
DELISTED
American Oncology Network, Inc. Warrant
AONCW
– – -36,491 Closed -$6.02K
PUCK
516
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– – -463,472 Closed -$4.87M
PUCKW
517
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$0 ﹤0.01% 252,841 – –
FIF
518
DELISTED
FIRST TRUST ENERGY INFRASTRUCTURE FUND
FIF
– – -97,377 Closed -$1.47M
LBBB
519
DELISTED
Lakeshore Acquisition II Corp. Ordinary Shares
LBBB
– – -202,370 Closed -$2.2M
RCAC
520
DELISTED
Revelstone Capital Acquisition Corp. Class A Common Stock
RCAC
– – -71,413 Closed -$759K
LCA
521
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
– – -33,592 Closed -$350K
NETC.WS
522
DELISTED
Nabors Energy Transition Corp. Warrants, exercisable for one share of Class A Common Stock
NETC.WS
– – -99,999 Closed -$15K
NIRWW
523
DELISTED
Near Intelligence, Inc. Warrant
NIRWW
$0 ﹤0.01% 14,486 – –
GDNRW
524
DELISTED
Gardiner Healthcare Acquisitions Corp. Warrant
GDNRW
– – -365,000 Closed -$11K
GDNR
525
DELISTED
Gardiner Healthcare Acquisitions Corp. Common Stock
GDNR
– – -200,000 Closed -$2.17M
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