RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
587
New
Increased
Reduced
Closed

Top Buys

1
+$53.5M
2
+$23.6M
3
+$21.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.6M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.9M

Top Sells

1
+$42M
2
+$30.7M
3
+$24.6M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$18.6M
5
ZTR
Virtus Total Return Fund
ZTR
+$18M

Sector Composition

1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.89%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
501
– –
-10,900
502
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-121,191
503
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-640,254
504
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-74,992
505
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-69,141
506
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-106,982
507
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-60,000
508
– –
-210,262
509
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-260,286
510
– –
-22,266
511
– –
-3,742,703
512
– –
-36,491
513
– –
-463,472
514
$0 ﹤0.01%
252,841
515
– –
-97,377
516
– –
-202,370
517
– –
-71,413
518
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-33,592
519
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-210,209
520
– –
-99,999
521
$0 ﹤0.01%
14,486
522
– –
-365,000
523
– –
-200,000
524
$0 ﹤0.01%
22,099
525
– –
-122,700
19 20
21
22 23