RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
587
New
Increased
Reduced
Closed

Top Buys

1
+$50.4M
2
+$21.8M
3
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

1
+$42M
2
+$28.5M
3
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
501
– –
-602,952
502
$0 ﹤0.01%
215,000
503
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-37,299
504
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-173,690
505
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-81,440
506
– –
-50,000
507
– –
-10,900
508
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-121,191
509
– –
-640,254
510
– –
-1,875
511
– –
-69,141
512
– –
-106,982
513
– –
-60,000
514
– –
-210,262
515
– –
-260,286
516
– –
-22,266
517
– –
-3,742,703
518
– –
-137,000
519
– –
-154,800
520
– –
-580,432
521
– –
-15,288
522
$0 ﹤0.01%
213,000
523
– –
-44,552
524
– –
-12,499
525
– –
-49,998
19 20
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