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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RACYW
501
DELISTED
Relativity Acquisition Corp. Warrant
RACYW
$7.5K ﹤0.01%
150,000
– –
PRSTW
502
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$7.45K ﹤0.01%
186,232
– –
ADOCR
503
DELISTED
Edoc Acquisition Corp. Right
ADOCR
$7.41K ﹤0.01%
50,000
– –
SOC.WS
504
DELISTED
Sable Offshore Corp. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
SOC.WS
$7.12K ﹤0.01%
12,499
– –
PEGRW
505
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$7K ﹤0.01%
99,998
– –
GEEXW
506
DELISTED
Games & Esports Experience Acquisition Corp. Warrants
GEEXW
$6.96K ﹤0.01%
+99,357
New +$4.92K
DISTW
507
DELISTED
Distoken Acquisition Corporation Warrant
DISTW
$6.94K ﹤0.01%
+138,811
New +$7.98K
ATEK.WS
508
DELISTED
Athena Technology Acquisition Corp. II Redeemable Warrants
ATEK.WS
$6.79K ﹤0.01%
75,353
– –
CONXW
509
DELISTED
CONX Corp. Warrant
CONXW
$6.78K ﹤0.01%
37,500
– –
VSEEW
510
DELISTED
VSEE HEALTH INC WTS 29
VSEEW
$6.75K ﹤0.01%
75,000
– –
SHAP.WS
511
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$6.75K ﹤0.01%
225,000
– –
ABLLW
512
DELISTED
Abacus Life Warrant
ABLLW
$6.5K ﹤0.01%
49,999
– –
NOVVW
513
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
$6.37K ﹤0.01%
165,000
– –
RMGCW
514
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$6.36K ﹤0.01%
45,420
– –
CCTSW
515
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$6.25K ﹤0.01%
124,999
– –
GSDWW
516
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$6.16K ﹤0.01%
100,000
– –
LDTCW
517
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$6.14K ﹤0.01%
68,216
– –
BREZW
518
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$6K ﹤0.01%
100,000
– –
AVHIW
519
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$6K ﹤0.01%
149,998
– –
FXCOW
520
DELISTED
Financial Strategies Acquisition Corp. Warrants
FXCOW
$6K ﹤0.01%
150,000
– –
KACLW
521
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
$5.95K ﹤0.01%
74,318
– –
BRLIR
522
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$5.89K ﹤0.01%
42,056
– –
ALORW
523
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$5.57K ﹤0.01%
139,358
– –
SLAMW
524
DELISTED
Slam Corp. warrant
SLAMW
$5.31K ﹤0.01%
+23,086
New +$3.19K
BNIXW
525
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$5.25K ﹤0.01%
175,000
– –
19 20
21
22 23

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.