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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOXD.WS
501
DELISTED
Boxed, Inc. Warrants, each whole warrant exercisable to purchase one share of Common Stock at an exercise price of $11.50 per share
BOXD.WS
$87K ﹤0.01%
+72,999
New +$66.3K
APSG.WS
502
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$85K ﹤0.01%
66,666
– –
SABSW icon
503
SAB Biotherapeutics Warrant
SABSW
$182K
$84K ﹤0.01%
46,665
-3,333
-7% -$6.12K
THCAW
504
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$84K ﹤0.01%
199,999
– –
MEOAW
505
DELISTED
Minority Equality Opportunities Acquisition Inc. Warrants
MEOAW
$84K ﹤0.01%
+200,000
New +$89.1K
IMAQW
506
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$83K ﹤0.01%
250,000
+237,586
+1,914% +$83.4K
BNIXW
507
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$82K ﹤0.01%
+175,000
New +$80.3K
BENER
508
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$82K ﹤0.01%
199,996
– –
BWACW
509
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$81K ﹤0.01%
162,690
– –
IGACW
510
DELISTED
IG Acquisition Corp. Warrant
IGACW
$80K ﹤0.01%
99,999
– –
EVLVW
511
DELISTED
Evolv Technologies Warrant
EVLVW
$79K ﹤0.01%
99,999
– –
JWSM.WS
512
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$76K ﹤0.01%
74,260
– –
GGGVR
513
DELISTED
G3 VRM Acquisition Corp. Rights
GGGVR
$76K ﹤0.01%
+200,000
New +$76.1K
MOBXW icon
514
Mobix Labs Warrants
MOBXW
$611K
$74K ﹤0.01%
+150,000
New +$77.3K
SPKAR
515
DELISTED
SPK Acquisition Corp. Right
SPKAR
$74K ﹤0.01%
+190,000
New +$70K
BIOTW
516
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$73K ﹤0.01%
112,499
– –
ICUCW
517
SeaStar Medical Holding Corp Warrant
ICUCW
$331K
$69K ﹤0.01%
150,000
– –
PRPB.WS
518
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$68K ﹤0.01%
50,207
– –
MSPRZ
519
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$67K ﹤0.01%
124,999
– –
SWETW
520
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$67K ﹤0.01%
112,499
– –
VMACW
521
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$67K ﹤0.01%
100,000
– –
TYGOW
522
DELISTED
Tigo Energy, Inc. Warrant
TYGOW
$64K ﹤0.01%
+80,000
New +$57.4K
MPACR
523
DELISTED
Model Performance Acquisition Corp. Right
MPACR
$63K ﹤0.01%
174,996
– –
NOACW
524
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$63K ﹤0.01%
150,000
– –
ASZ.WS
525
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$62K ﹤0.01%
63,324
– –
19 20
21
22 23

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.