RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BOXD.WS
501
DELISTED
Boxed, Inc. Warrants, each whole warrant exercisable to purchase one share of Common Stock at an exercise price of $11.50 per share
BOXD.WS
$87K ﹤0.01%
+72,999
New +$87K
APSG.WS
502
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$85K ﹤0.01%
66,666
– –
SABSW icon
503
SAB Biotherapeutics, Inc. Warrant
SABSW
$295K
$84K ﹤0.01%
46,665
-3,333
-7% -$6K
THCAW
504
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$84K ﹤0.01%
199,999
– –
MEOAW
505
DELISTED
Minority Equality Opportunities Acquisition Inc. Warrants
MEOAW
$84K ﹤0.01%
+200,000
New +$84K
IMAQW
506
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$83K ﹤0.01%
250,000
+237,586
+1,914% +$78.9K
BNIXW
507
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$82K ﹤0.01%
+175,000
New +$82K
BENER
508
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$82K ﹤0.01%
199,996
– –
BWACW
509
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$81K ﹤0.01%
162,690
– –
IGACW
510
DELISTED
IG Acquisition Corp. Warrant
IGACW
$80K ﹤0.01%
99,999
– –
EVLVW icon
511
Evolv Technologies Holdings, Inc. Warrant
EVLVW
$11.5M
$79K ﹤0.01%
99,999
– –
JWSM.WS
512
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$76K ﹤0.01%
74,260
– –
GGGVR
513
DELISTED
G3 VRM Acquisition Corp. Rights
GGGVR
$76K ﹤0.01%
+200,000
New +$76K
MOBXW icon
514
Mobix Labs, Inc Warrants
MOBXW
$1.41M
$74K ﹤0.01%
+150,000
New +$74K
SPKAR
515
DELISTED
SPK Acquisition Corp. Right
SPKAR
$74K ﹤0.01%
+190,000
New +$74K
BIOTW
516
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$73K ﹤0.01%
112,499
– –
ICUCW
517
SeaStar Medical Holding Corporation Warrant
ICUCW
$839K
$69K ﹤0.01%
150,000
– –
PRPB.WS
518
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$68K ﹤0.01%
50,207
– –
MSPRZ
519
MSP Recovery, Inc. Warrant
MSPRZ
$56.1K
$67K ﹤0.01%
124,999
– –
SWETW
520
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$67K ﹤0.01%
112,499
– –
VMACW
521
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$67K ﹤0.01%
100,000
– –
TYGOW
522
DELISTED
Tigo Energy, Inc. Warrant
TYGOW
$64K ﹤0.01%
+80,000
New +$64K
MPACR
523
DELISTED
Model Performance Acquisition Corp. Right
MPACR
$63K ﹤0.01%
174,996
– –
NOACW
524
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$63K ﹤0.01%
150,000
– –
ASZ.WS
525
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$62K ﹤0.01%
63,324
– –
19 20
21
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