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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUCRW
501
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$27K ﹤0.01%
33,332
– –
LJAQW
502
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$27K ﹤0.01%
49,999
– –
MDH.WS
503
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
$27K ﹤0.01%
+49,999
New +$32.1K
XBPEW
504
XBP Europe Holdings Warrant
XBPEW
$26K ﹤0.01%
+24,999
New +$25.8K
GIGGW
505
DELISTED
GigCapital4, Inc. Warrant
GIGGW
$26K ﹤0.01%
+24,998
New +$22.8K
ZGYHR
506
DELISTED
Yunhong International Right
ZGYHR
$26K ﹤0.01%
132,011
– –
ADEX.WS
507
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$25K ﹤0.01%
49,999
– –
KSICW
508
DELISTED
Kadem Sustainable Impact Corporation Warrant
KSICW
$25K ﹤0.01%
+50,437
New +$33.3K
RSVRW
509
DELISTED
Reservoir Media Inc Warrant
RSVRW
$24K ﹤0.01%
11,999
-500
-4% -$692
HGASW
510
DELISTED
Global Gas Corporation Warrant
HGASW
$24K ﹤0.01%
37,499
– –
FOXWW
511
DELISTED
FoxWayne Enterprises Acquisition Corp. Warrant
FOXWW
$24K ﹤0.01%
50,000
– –
FZT.WS
512
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$23K ﹤0.01%
+24,998
New +$27.4K
ASAXW
513
DELISTED
Astrea Acquisition Corp. Warrant
ASAXW
$23K ﹤0.01%
+29,999
New +$18.9K
GACQW
514
DELISTED
Global Consumer Acquisition Corp. Warrant
GACQW
$23K ﹤0.01%
+49,999
New +$25.2K
BGSX.WS
515
DELISTED
Build Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A common stock at an exercise price of $11.50
BGSX.WS
$23K ﹤0.01%
+33,330
New +$27.4K
BNAIW
516
Brand Engagement Network Warrant
BNAIW
$2.14M
$22K ﹤0.01%
+33,332
New +$32.3K
TETCW
517
DELISTED
Tech and Energy Transition Corporation Warrant
TETCW
$22K ﹤0.01%
+33,332
New +$26.3K
BREZR
518
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$21K ﹤0.01%
100,000
– –
CRZNW
519
DELISTED
Corazon Capital V838 Monoceros Corp Warrant
CRZNW
$20K ﹤0.01%
+26,670
New +$24.6K
OSTRW
520
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
$20K ﹤0.01%
+37,499
New +$22.9K
BSKYW
521
DELISTED
Big Sky Growth Partners, Inc. Warrant
BSKYW
$20K ﹤0.01%
+24,998
New +$26.8K
RBAC.WS
522
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$20K ﹤0.01%
24,998
– –
ADOCR
523
DELISTED
Edoc Acquisition Corp. Right
ADOCR
$19K ﹤0.01%
50,000
– –
BLTSW
524
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$19K ﹤0.01%
19,999
– –
EPWR.WS
525
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$19K ﹤0.01%
24,999
– –
19 20
21
22 23

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.