We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
-$2.53M
Cap. Flow %
-0.14%
Top 10 Hldgs %
28.42%
Holding
551
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

Rank Stock Value
1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.4M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.5M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$14.9M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$14.8M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.3M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$27.4M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$14.8M

Sector Composition

Rank Sector Weight
1 Financials 10.55%
2 Industrials 1.14%
3 Healthcare 1.05%
4 Technology 0.73%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MQY icon
501
BlackRock MuniYield Quality Fund
MQY
$815M
– –
-14,300
Closed -$227K
NCV
502
Virtus Convertible & Income Fund
NCV
$392M
– –
-114,471
Closed -$2.59M
NMZ icon
503
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
– –
-39,733
Closed -$573K
OBDC icon
504
Blue Owl Capital
OBDC
$5.74B
– –
-171,211
Closed -$2.36M
PDO
505
PIMCO Dynamic Income Opportunities Fund
PDO
$1.87B
– –
-277,597
Closed -$5.57M
RVPHW
506
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
– –
-82,481
Closed -$38K
SKIL icon
507
Skillsoft
SKIL
$88.6M
– –
-13,952
Closed -$2.79M
SOR
508
Source Capital
SOR
$383M
– –
-115,867
Closed -$5.07M
SPE
509
Special Opportunities Fund
SPE
$143M
– –
-255,832
Closed -$3.58M
VLT icon
510
Invesco High Income Trust II
VLT
$65.9M
– –
-61,907
Closed -$862K
VMO icon
511
Invesco Municipal Opportunity Trust
VMO
$662M
– –
-155,553
Closed -$2.05M
HYB
512
DELISTED
New America High Income Fund, Inc.
HYB
– –
-58,117
Closed -$527K
CBH
513
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-80,632
Closed -$835K
FEI
514
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-551,512
Closed -$3.81M
MCOM
515
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
– –
-24
Closed -$1.83M
MCOMW
516
DELISTED
micromobility.com Inc. Warrant
MCOMW
– –
-64,343
Closed -$62K
VIIAU
517
DELISTED
7GC & Co Holdings Unit
VIIAU
– –
-10,000
Closed -$102K
CFIVU
518
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
– –
-10,000
Closed -$100K
NSL
519
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-348,930
Closed -$1.96M
IVH
520
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-14,880
Closed -$203K
FTEV.U
521
DELISTED
FinTech Evolution Acquisition Group Units, each consisting of one Class A Ordinary Share, and one-third of one redeemable warrant
FTEV.U
– –
-10,000
Closed -$99K
FTAAU
522
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
– –
-10,000
Closed -$100K
AEACU
523
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
– –
-10,000
Closed -$99K
FINMU
524
DELISTED
Marlin Technology Corporation Unit
FINMU
– –
-10,000
Closed -$99K
COLIU
525
DELISTED
Colicity Inc. Units
COLIU
– –
-10,000
Closed -$101K
18 19 20
21
22

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rivernorth Capital Management held 551 positions worth $1.75B, up 5.3% from $1.67B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management's Q2 2021 filing shows 96 new, 63 increased, 100 reduced and 67 closed positions. Its largest new stake was Eaton Vance Floating-Rate Income Trust: 1,642,306 shares worth $23.6M. The largest sale was Nuveen AMT-Free Quality Municipal Income Fund, an estimated $27.4M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8% a quarter earlier, followed by Industrials and Healthcare.

  • Rivernorth Capital Management's largest Q2 2021 buy was Eaton Vance Floating-Rate Income Trust: 1,642,306 shares worth $23.6M.
  • Rivernorth Capital Management added most to Nuveen New York AMT-Free Quality Municipal Income Fund in Q2 2021, an estimated $14.8M increase.
  • Rivernorth Capital Management's biggest Q2 2021 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $27.4M.
  • Rivernorth Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $21.8M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.75B portfolio in Q2 2021.
  • Rivernorth Capital Management opened 96 new positions and closed 67 in Q2 2021.
  • Rivernorth Capital Management's portfolio value rose 5.3% quarter-over-quarter to $1.75B.

Based on Rivernorth Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.