RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
-$42.7M
Cap. Flow %
-2.43%
Top 10 Hldgs %
28.42%
Holding
554
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$15.5M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$15.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.4M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.3M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$15.1M

Sector Composition

1 Financials 10.58%
2 Healthcare 1.14%
3 Industrials 1.11%
4 Technology 0.64%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LQD icon
501
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$30.7B
– –
-17,700
Closed -$2.3M
MAV
502
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
– –
-327,362
Closed -$3.87M
MQY icon
503
BlackRock MuniYield Quality Fund
MQY
$833M
– –
-14,300
Closed -$227K
NCV
504
Virtus Convertible & Income Fund
NCV
$341M
– –
-114,471
Closed -$2.59M
NMZ icon
505
Nuveen Municipal High Income Opportunity Fund
NMZ
$1.21B
– –
-39,733
Closed -$573K
OBDC icon
506
Blue Owl Capital
OBDC
$7.23B
– –
-171,211
Closed -$2.36M
PDO
507
PIMCO Dynamic Income Opportunities Fund
PDO
$1.79B
– –
-277,597
Closed -$5.57M
RVPHW icon
508
Reviva Pharmaceuticals Holdings, Inc. Warrants
RVPHW
$445K
– –
-82,481
Closed -$38K
SKIL icon
509
Skillsoft
SKIL
$117M
– –
-13,952
Closed -$2.79M
SOR
510
Source Capital
SOR
$369M
– –
-115,867
Closed -$5.07M
SPE
511
Special Opportunities Fund
SPE
$168M
– –
-244,394
Closed -$3.58M
VLT icon
512
Invesco High Income Trust II
VLT
$72.8M
– –
-61,907
Closed -$862K
CBH
513
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-80,632
Closed -$835K
FEI
514
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
– –
-551,512
Closed -$3.81M
MCOM
515
DELISTED
micromobility.com Inc. Class A Common stock
MCOM
– –
-24
Closed -$1.83M
MCOMW
516
DELISTED
micromobility.com Inc. Warrant
MCOMW
– –
-64,343
Closed -$62K
VIIAU
517
DELISTED
7GC & Co. Holdings Inc. Unit
VIIAU
– –
-10,000
Closed -$102K
CFIVU
518
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
– –
-10,000
Closed -$100K
NSL
519
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-348,930
Closed -$1.96M
FTAAU
520
DELISTED
FTAC Athena Acquisition Corp. Unit
FTAAU
– –
-10,000
Closed -$100K
AEACU
521
DELISTED
Authentic Equity Acquisition Corp. Unit
AEACU
– –
-10,000
Closed -$99K
FINMU
522
DELISTED
Marlin Technology Corporation Unit
FINMU
– –
-10,000
Closed -$99K
COLIU
523
DELISTED
Colicity Inc. Units
COLIU
– –
-10,000
Closed -$101K
CFVIU
524
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
– –
-10,000
Closed -$99K
MUDS
525
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
– –
-199,998
Closed -$2.53M
18 19 20
21
22