RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.94%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
+$2.07B
Cap. Flow
-$128M
Cap. Flow %
-6.16%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

1
ACP
abrdn Income Credit Strategies Fund
ACP
$27.3M
2
GRAF.U
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
$11M
3
MHI
Pioneer Municipal High Income Fund
MHI
$8.15M
4
PCF
High Income Securities Fund
PCF
$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
$7.57M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$10.8M

Sector Composition

1 Financials 8.39%
2 Technology 0.33%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KYCHR
476
DELISTED
Keyarch Acquisition Corporation Rights
KYCHR
– – -400,000 Closed -$156K
KYCHW
477
DELISTED
Keyarch Acquisition Corporation Warrant
KYCHW
– – -200,000 Closed -$10.2K
MNTN
478
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
– – -102,842 Closed -$1.16M
NOVVW
479
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
– – -165,000 Closed -$2.48K
KCGI.WS
480
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
– – -983,707 Closed -$29.5K
HUDA
481
DELISTED
Hudson Acquisition I Corp. Common Stock
HUDA
– – -19,745 Closed -$267K
OSAAW
482
DELISTED
ProSomnus, Inc. Warrant
OSAAW
– – -59,994 Closed -$600
PPHPR
483
DELISTED
PHP Ventures Acquisition Corp. Rights
PPHPR
– – -63,064 Closed -$6.31K
RACYW
484
DELISTED
Relativity Acquisition Corp. Warrant
RACYW
– – -150,000 Closed -$7.5K
AFJKU
485
DELISTED
Aimei Health Technology Co., Ltd Unit
AFJKU
– – -14,391 Closed -$152K
BKHAU
486
Black Hawk Acquisition Corporation Units
BKHAU
– – -63,015 Closed -$650K
GHY
487
PGIM Global High Yield Fund
GHY
$546M
– – -525,911 Closed -$6.25M
JFR icon
488
Nuveen Floating Rate Income Fund
JFR
$1.13B
– – -229,185 Closed -$1.98M
JPC icon
489
Nuveen Preferred & Income Opportunities Fund
JPC
$2.6B
– – -5,055,008 Closed -$37.8M
PYN
490
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– – -22,425 Closed -$132K
SEPAW
491
DELISTED
SEP Acquisition Corp Warrants
SEPAW
– – -218,750 Closed -$1.62K
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