RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.62%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$18.8M
Cap. Flow
-$75.1M
Cap. Flow %
-3.63%
Top 10 Hldgs %
30.81%
Holding
522
New
33
Increased
41
Reduced
115
Closed
59

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$16.2M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$10M
3
LEGT.U
Legato Merger Corp III Units, each consisting of one Ordinary Share and one-half of one warrant
LEGT.U
+$8.1M
4
EAD
Allspring Income Opportunities Fund
EAD
+$7.05M
5
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.69M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$18.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$14.6M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$13M
4
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$12.5M
5
PAXS
PIMCO Access Income Fund
PAXS
+$9.08M

Sector Composition

1 Financials 9.62%
2 Healthcare 0.7%
3 Technology 0.58%
4 Industrials 0.4%
5 Consumer Discretionary 0.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LDTCW
476
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
– –
-67,916
Closed -$6.11K
MCI
477
Barings Corporate Investors
MCI
$433M
– –
-217,847
Closed -$4.01M
MOBXW icon
478
Mobix Labs, Inc Warrants
MOBXW
$1.41M
– –
-150,000
Closed -$10.5K
PDO
479
PIMCO Dynamic Income Opportunities Fund
PDO
$1.79B
– –
-634,202
Closed -$7.76M
PMX
480
DELISTED
PIMCO Municipal Income Fund III
PMX
– –
-22,591
Closed -$167K
ZCAR
481
DELISTED
Zoomcar
ZCAR
– –
-21
Closed -$481K
ZCARW
482
DELISTED
Zoomcar Holdings, Inc. Warrants
ZCARW
– –
-37,499
Closed -$3K
TRUG icon
483
TruGolf
TRUG
$4.44M
– –
-1,715
Closed -$999K
DHAI icon
484
DIH Holdings US
DHAI
$9.97M
– –
-176,404
Closed -$1.92M
TVGNW icon
485
Tevogen Bio Holdings Inc. Warrant
TVGNW
$11.3M
– –
-12,499
Closed -$500
SDST
486
Stardust Power Inc. Common Stock
SDST
$22.8M
– –
-230,490
Closed -$2.55M
BAYAU
487
Bayview Acquisition Corp Unit
BAYAU
– –
-200,000
Closed -$2.02M
AITRU
488
DELISTED
AI TRANSPORTATION ACQUISITION CORP Unit
AITRU
– –
-30,000
Closed -$306K
GHIX
489
DELISTED
Gores Holdings IX, Inc. Class A Common Stock
GHIX
– –
-1,186,652
Closed -$12.5M
PNST.WS
490
DELISTED
Pinstripes Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
PNST.WS
– –
-125,000
Closed -$46.1K
MCAA
491
DELISTED
Mountain & Co. I Acquisition Corp. Class A Ordinary Shares
MCAA
– –
-40,000
Closed -$452K
GRDI
492
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
– –
-71,358
Closed -$768K
PMGM
493
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
– –
-314,426
Closed -$3.46M
AEON.WS
494
DELISTED
AEON Biopharma, Inc. Warrants, each whole warrant exercisable to purchase one share of Class A Common Stock at an exercise price of $11.50 per share
AEON.WS
– –
-44,868
Closed -$3.59K
MCAF
495
DELISTED
Mountain Crest Acquisition Corp. IV Common Stock
MCAF
– –
-84,665
Closed -$908K
PEPL
496
DELISTED
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
– –
-200,000
Closed -$2.17M
ADOCR
497
DELISTED
Edoc Acquisition Corp. Right
ADOCR
– –
-50,000
Closed -$3.5K
ADOCW
498
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
– –
-50,000
Closed -$645
HCMAW
499
DELISTED
HCM Acquisition Corp Warrant
HCMAW
– –
-50,000
Closed -$1.35K
LBBBR
500
DELISTED
Lakeshore Acquisition II Corp. Rights
LBBBR
– –
-222,982
Closed -$42.4K
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