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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NNAGW
476
DELISTED
99 Acquisition Group Inc Warrant
NNAGW
$373 ﹤0.01%
+25,000
New +$825
COCHW icon
477
Envoy Medical Warrant
COCHW
$426K
$351 ﹤0.01%
17,549
– –
CSTA.WS
478
DELISTED
Constellation Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CSTA.WS
$349 ﹤0.01%
18,380
– –
PRENW
479
Prenetics Global Ltd Warrant
PRENW
$139K
$328 ﹤0.01%
32,770
– –
PPHPW
480
DELISTED
PHP Ventures Acquisition Corp. Warrants
PPHPW
$315 ﹤0.01%
31,532
– –
MACAW
481
DELISTED
Moringa Acquisition Corp Warrant
MACAW
$300 ﹤0.01%
14,999
– –
ZAPPW
482
DELISTED
Zapp Electric Vehicles Group Limited Warrant
ZAPPW
$250 ﹤0.01%
24,999
– –
ENERW
483
DELISTED
Accretion Acquisition Corp Warrant
ENERW
$244 ﹤0.01%
84,244
-3,255
-4% -$53
CMRAW
484
DELISTED
Comera Life Sciences Holdings, Inc. Warrant expiring 5/19/2027
CMRAW
$225 ﹤0.01%
74,999
– –
ABLLW
485
DELISTED
Abacus Life Warrant
ABLLW
– –
-47,638
Closed -$18.1K
AEON icon
486
AEON Biopharma
AEON
$13.3M
– –
-4,367
Closed -$3.4M
AMPX.WS icon
487
Amprius Technologies Warrants
AMPX.WS
$555M
– –
-402,500
Closed -$109K
BAERW icon
488
Bridger Aerospace Warrant
BAERW
$9.81M
– –
-216,901
Closed -$62.9K
BBDC icon
489
Barings BDC
BBDC
$964M
– –
-562,085
Closed -$5.01M
BBN icon
490
BlackRock Taxable Municipal Bond Trust
BBN
$985M
– –
-268,642
Closed -$4.07M
CEV
491
Eaton Vance California Municipal Income Trust
CEV
$75.3M
– –
-182,486
Closed -$1.67M
COCH icon
492
Envoy Medical
COCH
$56.9M
– –
-52,647
Closed -$297K
DIST
493
DELISTED
Distoken Acquisition Corp
DIST
– –
-149,049
Closed -$1.56M
EDD
494
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
– –
-132,269
Closed -$562K
ENX
495
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
– –
-602,952
Closed -$5M
OIOWW
496
OIO Group Warrants
OIOWW
$0 ﹤0.01%
215,000
– –
EVEX.WS icon
497
Eve Holding Inc Warrants
EVEX.WS
$47.6M
– –
-37,299
Closed -$35.1K
HYAC.U
498
DELISTED
Haymaker Acquisition Corp 4 Units
HYAC.U
– –
-173,690
Closed -$1.82M
JQC icon
499
Nuveen Credit Strategies Income Fund
JQC
$718M
– –
-81,440
Closed -$412K
KVACU
500
DELISTED
Keen Vision Acquisition Corp Units
KVACU
– –
-50,000
Closed -$512K
18 19
20
21 22

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.