RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
587
New
Increased
Reduced
Closed

Top Buys

1
+$53.5M
2
+$23.6M
3
+$21.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.6M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.9M

Top Sells

1
+$42M
2
+$30.7M
3
+$24.6M
4
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$18.6M
5
ZTR
Virtus Total Return Fund
ZTR
+$18M

Sector Composition

1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.89%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
476
$373 ﹤0.01%
+25,000
477
$351 ﹤0.01%
17,549
478
$349 ﹤0.01%
18,380
479
$328 ﹤0.01%
32,770
480
$315 ﹤0.01%
31,532
481
$300 ﹤0.01%
14,999
482
$250 ﹤0.01%
24,999
483
$244 ﹤0.01%
84,244
-3,255
484
$225 ﹤0.01%
74,999
485
– –
-47,638
486
– –
-4,367
487
– –
-402,500
488
– –
-216,901
489
– –
-562,085
490
– –
-268,642
491
– –
-182,486
492
– –
-52,647
493
– –
-149,049
494
– –
-132,269
495
– –
-602,952
496
$0 ﹤0.01%
215,000
497
– –
-37,299
498
– –
-173,690
499
– –
-81,440
500
– –
-50,000
18 19
20
21 22