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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-6.48%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.93B
AUM Growth
-$73.9M
Cap. Flow
+$61.5M
Cap. Flow %
3.19%
Top 10 Hldgs %
31.01%
Holding
632
New
48
Increased
91
Reduced
80
Closed
87

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$34.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$19.3M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$14M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.2M
5
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$13M

Top Sells

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$26.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$16.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.9M
4
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$15.8M
5
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$13.3M

Sector Composition

Rank Sector Weight
1 Financials 12.36%
2 Healthcare 1.47%
3 Technology 1.18%
4 Industrials 1.07%
5 Consumer Discretionary 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACBAW
476
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$2.94K ﹤0.01%
98,100
– –
ASCAW
477
DELISTED
A SPAC I Acquisition Corp. Warrant
ASCAW
$2.88K ﹤0.01%
143,997
– –
SLAMW
478
DELISTED
Slam Corp. warrant
SLAMW
$2.86K ﹤0.01%
22,753
– –
NOVVW
479
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
$2.82K ﹤0.01%
165,000
– –
BNAIW
480
Brand Engagement Network Warrant
BNAIW
$1.81M
$2.67K ﹤0.01%
33,332
– –
MMVWW
481
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
$2.58K ﹤0.01%
85,850
– –
HGASW
482
DELISTED
Global Gas Corporation Warrant
HGASW
$2.55K ﹤0.01%
36,487
– –
CLRCW
483
DELISTED
ClimateRock Warrant
CLRCW
$2.54K ﹤0.01%
84,615
– –
ARIZW
484
DELISTED
Arisz Acquisition Corp. Warrant
ARIZW
$2.5K ﹤0.01%
125,000
– –
BUJAW
485
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Warrants
BUJAW
$2.44K ﹤0.01%
+37,500
New +$2.01K
AEON.WS
486
DELISTED
AEON Biopharma Inc
AEON.WS
$2.34K ﹤0.01%
44,868
– –
HAIAW
487
DELISTED
Healthcare AI Acquisition Corp. Warrants
HAIAW
$2.29K ﹤0.01%
57,299
– –
ZCARW
488
DELISTED
Zoomcar Holdings, Inc. Warrants
ZCARW
$2.25K ﹤0.01%
37,499
– –
LBBBW
489
DELISTED
Lakeshore Acquisition II Corp. Warrants
LBBBW
$2.23K ﹤0.01%
111,491
– –
EACPW
490
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$2.13K ﹤0.01%
106,549
– –
GLLIW
491
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$2.13K ﹤0.01%
213,000
– –
FLFVW
492
DELISTED
Feutune Light Acquisition Corporation Warrant
FLFVW
$2.1K ﹤0.01%
84,000
– –
PPYAW
493
DELISTED
Papaya Growth Opportunity Corp. I Warrant
PPYAW
$2.04K ﹤0.01%
34,899
– –
HUBCW icon
494
Hub Cyber Security Warrant 2/27/28
HUBCW
$154K
$2.02K ﹤0.01%
202,274
– –
RDZNW icon
495
Roadzen Inc Warrants
RDZNW
$6.48M
$2K ﹤0.01%
49,999
– –
RMCOW icon
496
Royalty Management Holding Warrant
RMCOW
$1.69M
$2K ﹤0.01%
49,999
– –
ABPWW
497
DELISTED
Abpro Holdings Warrant
ABPWW
$2K ﹤0.01%
24,999
– –
CDIOW icon
498
Cardio Diagnostics Holdings Inc Warrant
CDIOW
$908K
$1.96K ﹤0.01%
49,099
– –
MAQCW
499
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$1.92K ﹤0.01%
31,976
– –
FSRXW
500
DELISTED
FinServ Acquisition Corp. II Warrant
FSRXW
$1.82K ﹤0.01%
60,291
– –
18 19
20
21 22

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Rivernorth Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rivernorth Capital Management held 632 positions worth $1.93B, down 3.7% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $61.5M of net new capital in Q3 2023, opening 48 new positions and adding to 91 existing holdings. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,684,591 shares worth $10.7M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Barings BDC, an estimated $26.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,684,591 shares worth $10.7M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $34.7M increase.
  • Rivernorth Capital Management's biggest Q3 2023 reduction was Barings BDC, cutting an estimated $26.1M.
  • Rivernorth Capital Management fully exited BlackRock Corporate High Yield Fund in Q3 2023, selling an estimated $9.1M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.93B portfolio in Q3 2023.
  • Rivernorth Capital Management opened 48 new positions and closed 87 in Q3 2023.
  • Rivernorth Capital Management's portfolio value fell 3.7% quarter-over-quarter to $1.93B.

Based on Rivernorth Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.