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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FZT.WS
476
DELISTED
FAST Acquisition Corp. II Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
FZT.WS
$9.77K ﹤0.01%
27,920
– –
DHAIW
477
DELISTED
DIH Holding US Inc Warrants
DHAIW
$9.75K ﹤0.01%
+325,000
New +$6.7K
GBBKW
478
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$9.75K ﹤0.01%
300,000
– –
OSAAW
479
DELISTED
ProSomnus, Inc. Warrant
OSAAW
$9.6K ﹤0.01%
59,994
– –
CORS.WS
480
DELISTED
Corsair Partnering Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CORS.WS
$9.33K ﹤0.01%
58,332
– –
DECAW
481
DELISTED
Denali Capital Acquisition Corp. Warrant
DECAW
$9.29K ﹤0.01%
+154,800
New +$9.07K
WINVR
482
DELISTED
WinVest Acquisition Corp. Right
WINVR
$9K ﹤0.01%
150,000
– –
SEPAW
483
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$8.79K ﹤0.01%
218,750
– –
ARIZR
484
DELISTED
Arisz Acquisition Corp. Right
ARIZR
$8.75K ﹤0.01%
125,000
– –
SDACW
485
DELISTED
Sustainable Development Acquisition I Corp. Warrant
SDACW
$8.68K ﹤0.01%
108,526
+31,426
+41% +$2.43K
ASCAW
486
DELISTED
A SPAC I Acquisition Corp. Warrant
ASCAW
$8.64K ﹤0.01%
+143,997
New +$6.21K
VHAQ.RT
487
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$8.58K ﹤0.01%
171,595
– –
SDAWW
488
SunCar Technology Group Warrant
SDAWW
$8.5K ﹤0.01%
170,000
– –
SDSTW
489
Stardust Power Inc Warrant
SDSTW
$7.36M
$8.26K ﹤0.01%
+38,415
New +$4.58K
SNRHW
490
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$8.13K ﹤0.01%
203,382
– –
ITAQW
491
DELISTED
Industrial Tech Acquisitions II, Inc. Warrants
ITAQW
$8.12K ﹤0.01%
+145,000
New +$11.8K
MSSAW
492
DELISTED
Metal Sky Star Acquisition Corporation Warrant
MSSAW
$8K ﹤0.01%
+200,000
New +$8.4K
MEOAW
493
DELISTED
Minority Equality Opportunities Acquisition Inc. Warrants
MEOAW
$8K ﹤0.01%
200,000
– –
BMAC.WS
494
DELISTED
Black Mountain Acquisition Corp. Warrants, exercisable for one share of Class A Common Stock
BMAC.WS
$7.88K ﹤0.01%
112,494
– –
COOLW
495
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$7.85K ﹤0.01%
65,388
– –
PUCKW
496
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$7.59K ﹤0.01%
253,104
– –
IMAQW
497
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$7.5K ﹤0.01%
250,000
– –
TRIS.WS
498
DELISTED
Tristar Acquisition I Corp. Redeemable Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRIS.WS
$7.5K ﹤0.01%
74,999
– –
GFGDW
499
DELISTED
The Growth for Good Acquisition Corporation Warrant
GFGDW
$7.5K ﹤0.01%
+74,999
New +$5.69K
BMAQR
500
DELISTED
Blockchain Moon Acquisition Corp. Rights
BMAQR
$7.5K ﹤0.01%
150,000
– –
18 19
20
21 22

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.