RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FPAC.WS
476
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$133K 0.01%
66,666
– –
CLOER
477
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$129K 0.01%
300,000
+288,070
+2,415% +$124K
JTAIW
478
DELISTED
Jet.AI Inc. Warrant
JTAIW
$126K 0.01%
+300,000
New +$126K
INTEW
479
DELISTED
Integral Acquisition Corporation 1 Warrants
INTEW
$124K 0.01%
+196,969
New +$124K
LGACU
480
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$123K 0.01%
12,447
– –
SANBU
481
DELISTED
Sanaby Health Acquisition Corp. I Unit
SANBU
$122K ﹤0.01%
+12,050
New +$122K
SHPWW
482
DELISTED
Shapeways Holdings, Inc. Warrants
SHPWW
$120K ﹤0.01%
235,000
– –
AGILW
483
DELISTED
AgileThought, Inc. Warrant
AGILW
$120K ﹤0.01%
181,810
– –
MCAER
484
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
$120K ﹤0.01%
200,000
– –
DFLIW icon
485
Dragonfly Energy Holdings Corp. Warrant
DFLIW
$233K
$114K ﹤0.01%
+187,500
New +$114K
MIMO.WS
486
DELISTED
Airspan Networks Holdings Inc. Redeemable Warrants, each warrant exercisable for one share of Common Stock at an exercise price of $11.50
MIMO.WS
$111K ﹤0.01%
150,000
– –
ASPAW
487
DELISTED
ABRI SPAC I, INC. Warrant
ASPAW
$105K ﹤0.01%
175,000
+163,588
+1,433% +$98.2K
RCOR.WS
488
DELISTED
Renovacor, Inc. Warrants, entitling the holder thereof to purchase one-half (1/2) of a share of common stock at a price of $11. 50 per whole share
RCOR.WS
$103K ﹤0.01%
179,886
– –
OBIO icon
489
Orchestra BioMed
OBIO
$141M
$101K ﹤0.01%
10,000
– –
BRIVU
490
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$100K ﹤0.01%
10,000
– –
USCTU
491
DELISTED
Roth CH Acquisition Co. Unit
USCTU
$100K ﹤0.01%
+10,000
New +$100K
ABGI
492
DELISTED
ABG Acquisition Corp. I Class A Ordinary Shares
ABGI
$98K ﹤0.01%
10,000
– –
JSPRW icon
493
Japer Therapeutics, Inc. Warrants
JSPRW
$97K ﹤0.01%
65,707
-23,889
-27% -$35.3K
SDAC
494
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$97K ﹤0.01%
10,000
– –
SEPAW
495
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$96K ﹤0.01%
218,750
– –
GLAQW
496
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
$95K ﹤0.01%
150,000
– –
OTECW
497
DELISTED
OceanTech Acquisitions I Corp. Warrant
OTECW
$92K ﹤0.01%
200,000
– –
PRSTW
498
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$89K ﹤0.01%
190,000
– –
QFTA.WS
499
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$89K ﹤0.01%
175,000
+40,296
+30% +$20.5K
VLN.WS icon
500
Valens Semiconductor Ltd. Warrants, each warrant to purchase one-half of one Ordinary Share
VLN.WS
$7.97M
$87K ﹤0.01%
+158,421
New +$87K
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