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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHAQ.RT
476
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$35K ﹤0.01%
175,000
– –
AFAQW
477
DELISTED
AF Acquisition Corp Warrants
AFAQW
$35K ﹤0.01%
+66,666
New +$47.8K
RAMMW
478
DELISTED
Aries I Acquisition Corporation
RAMMW
$34K ﹤0.01%
+62,496
New +$43.9K
SPTKW
479
DELISTED
SportsTek Acquisition Corp. Warrant
SPTKW
$34K ﹤0.01%
+37,499
New +$25.2K
VTAQR
480
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
$34K ﹤0.01%
190,000
– –
BTAQW
481
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$34K ﹤0.01%
49,999
– –
NGCAW
482
DELISTED
NextGen Acquisition Corp. II Warrant
NGCAW
$34K ﹤0.01%
+19,998
New +$38.1K
APGNW
483
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$33K ﹤0.01%
49,999
– –
VENAW
484
DELISTED
Venus Acquisition Corporation Warrant
VENAW
$33K ﹤0.01%
+99,999
New +$35.5K
AGBAW
485
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$33K ﹤0.01%
149,298
– –
ABLLW
486
DELISTED
Abacus Life Warrant
ABLLW
$32K ﹤0.01%
49,999
– –
PSQH.WS icon
487
PSQ Holdings, Inc. Warrants, Each whole warrant exercisable for 1/15th of a share of Class A common stock at an exercise price of $172.50 per share
PSQH.WS
$1.3M
$32K ﹤0.01%
+56,665
New +$41.1K
GWIIW
488
DELISTED
Good Works II Acquisition Corp. Warrant
GWIIW
$32K ﹤0.01%
+50,000
New +$32.9K
RCHGW
489
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$32K ﹤0.01%
49,999
– –
NVTSW
490
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$32K ﹤0.01%
16,665
– –
ORIAW
491
DELISTED
Orion Biotech Opportunities Corp. Warrant
ORIAW
$31K ﹤0.01%
+34,997
New +$45.5K
LAAAW
492
DELISTED
Lakeshore Acquisition I Corp. Warrant
LAAAW
$31K ﹤0.01%
+59,994
New +$33.4K
AAQC.WS
493
DELISTED
Accelerate Acquisition Corp Warrants
AAQC.WS
$31K ﹤0.01%
+33,332
New +$35.1K
ZNTEW
494
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$31K ﹤0.01%
37,499
– –
ZFOXW
495
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$30K ﹤0.01%
50,000
– –
EACPW
496
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$30K ﹤0.01%
+52,499
New +$32.8K
KAHC.WS
497
DELISTED
KKR Acquisition Holdings I Corp. Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
KAHC.WS
$30K ﹤0.01%
+31,248
New +$35.1K
PUCKW
498
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$29K ﹤0.01%
+50,000
New +$31.5K
RMCOW icon
499
Royalty Management Holding Warrant
RMCOW
$1.78M
$28K ﹤0.01%
+49,999
New +$31.9K
LVRAW
500
DELISTED
Levere Holdings Corp. Warrant
LVRAW
$28K ﹤0.01%
+33,332
New +$35.2K
18 19
20
21 22

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.