RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
554
New
Increased
Reduced
Closed

Top Buys

1
+$23.4M
2
+$19.5M
3
+$14.9M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$14.8M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.3M

Top Sells

1
+$27.4M
2
+$21.8M
3
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$14.8M

Sector Composition

1 Financials 10.55%
2 Industrials 1.14%
3 Healthcare 1.14%
4 Technology 0.64%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
476
$16K ﹤0.01%
19,999
477
$16K ﹤0.01%
19,999
478
$15K ﹤0.01%
24,999
479
$14K ﹤0.01%
10,010
480
$13K ﹤0.01%
23,887
481
$11K ﹤0.01%
14,999
482
$10K ﹤0.01%
+12,466
483
– –
-9,546
484
– –
-321,589
485
– –
-17,698
486
– –
-48,774
487
– –
-53,327
488
– –
-478,667
489
– –
-171,211
490
– –
-277,597
491
– –
-82,481
492
– –
-13,952
493
– –
-115,867
494
– –
-74,691
495
– –
-45,380
496
– –
-29,678
497
– –
-202,491
498
– –
-1,617,071
499
– –
-507,856
500
– –
-58,108
18 19
20
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