RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
554
New
Increased
Reduced
Closed

Top Buys

1
+$23.6M
2
+$19.1M
3
+$15.5M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$15.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.4M

Top Sells

1
+$28.3M
2
+$21.8M
3
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$15.1M

Sector Composition

1 Financials 10.58%
2 Healthcare 1.14%
3 Industrials 1.11%
4 Technology 0.64%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
476
$16K ﹤0.01%
19,999
477
$16K ﹤0.01%
19,999
478
$15K ﹤0.01%
24,999
479
$14K ﹤0.01%
10,010
480
$13K ﹤0.01%
23,887
481
$11K ﹤0.01%
14,999
482
$10K ﹤0.01%
+12,466
483
– –
-96,347
484
– –
-155,553
485
– –
-9,546
486
– –
-321,589
487
– –
-17,698
488
– –
-74,691
489
– –
-45,380
490
– –
-29,678
491
– –
-202,491
492
– –
-1,617,071
493
– –
-507,856
494
– –
-4,000
495
– –
-1,728,858
496
– –
-48,774
497
– –
-53,327
498
– –
-478,667
499
– –
-70,072
500
– –
-2,984,934
18 19
20
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